Jeremy Strickler: $4.5mm Complaint Against Ex-Wells Fargo Advisor

Greenville, South Carolina financial advisor Jeremy Strickler (CRD# 3075697) recently received an investor complaint alleging that his recommendations resulted in seven-figure damages. Financial Industry Regulatory Authority and Securities and Exchange Commission records show that the former Wells Fargo broker is currently registered as an investment advisor with Advisory Services Network. He is also the owner of Williams Wealth Management.

Mr. Strickler’s BrokerCheck report discloses one investor complaint. Filed in October 2023, it alleges that as a representative of Wells Fargo, he made unsuitable investments that caused unnecessary losses. The pending complaint alleges damages of $4.5 million.

As his biographical statement on Williams Wealth Management’s website states, Mr. Strickler is a portfolio manager at the firm. “I’ve been a financial advisor my entire career since I was 21 years old, at Mass Mutual, at Raymond James, as an independent with Wells Fargo, and finally as a fiduciary advisor and Portfolio Manager through Advisory Services Network,” he wrote in his profile. “I’ve been through the dot com bubble and the Great Recession and Covid. That’s one way I know my team is tough and smart. We’ve been tested.” Founded in 2003, the firm became a member of Advisory Services Network in 2021, according to its “About” page. Its services include education planning, cash flow planning, investments, estate planning, debt management, and tax planning.

According to the Financial Industry Regulatory Authority and Securities and Exchange Commission, Jeremy Strickler holds 25 years of securities industry experience. Based in Greenville, South Carolina, he has been registered as an investment advisor with Advisory Services Network since July 2021. His past registrations include Wells Fargo Advisors Financial Network (Greenville, South Carolina; 2015-2021), Raymond James & Associates (Greenville, South Carolina; 2000-2015), and MML Investors Services (Springfield, Massachusetts; 1998-2000). His credentials include the passage of eight securities industry qualifying exams: the General Securities Sales Supervisor – Options Module Examination, or Series 9; the General Securities Sales Supervisor – General Module Examination, or Series 10; the Investment Company Products/Variable Contracts Representative Examination, or Series 6; the General Securities Representative Examination, or Series 7; the Futures Managed Funds Examination, or Series 31; the Securities Industry Essentials Examination, or SIE; the Uniform Securities Agent State Law Examination, or Series 63; and the Uniform Investment Adviser Law Examination, or Series 65. He is licensed as an investment advisor in South Carolina and Texas. (Information current as of October 22, 2023.)

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