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Jim Flynn: Complaints Against Greenville Financial Advisor

Investor complaints against former Greenville, South Carolina broker and investment advisor Jim Flynn (CRD#: 3082615) allege conduct including suitability violations, misrepresentations, and more. Flynn is a former representative of Voya Financial Advisors who was barred in 2018 after failing to respond to a request for information, according to information drawn from Financial Industry Regulatory Authority records.

A pending 2019 complaint alleges that as a representative of Voya Financial Advisors and Capital Investment Group, Jim Flynn recommended unsuitable investments. The complaint alleges damages between $1,000,000 and $5,000,000.

A pending 2019 complaint alleges that as a representative of Voya Financial Advisors and Capital Investment Group, Jim Flynn made recommendations of unsuitable and illiquid securities. The complaint alleges damages between $1,000,000 and $5,000,000.

A pending 2019 complaint alleges that as a representative of Voya Financial Advisors, he misrepresented material facts and exaggerated financial information. The complaint alleges damages of $400,000.

A 2018 complaint alleged that as a representative of Voya Financial Advisors, he made false and misleading representations connected to unsuitable investment recommendations. The complaint reached a settlement of $90,000.

A 2018 complaint alleged that as a representative of Voya Financial Advisors, he improperly sold alternative investments, committed common law fraud, and negligently misrepresented material facts. The complaint reached a settlement of $125,000.

A 2017 complaint alleged that as a representative of Voya Financial Advisors, he recommended unsuitable real estate investment trust products and an unsuitable variable annuity replacement. The complaint reached a settlement of $167,673.17.

A 2016 complaint alleged that as a representative of Voya Financial Advisors, he made unsuitable recommendations involving real estate investment trusts and Prudential annuities. The complaint reached a settlement of $196,788.18.

Jim Flynn is currently not registered as a broker or investment advisor. His employment history includes Voya Financial Advisors in Greenville, South Carolina; Capital Investment Group in Greer, South Carolina, Brookstone Securities in Greer, South Carolina; UVest Financial Services Group in Greenville, South Carolina; Wachovia Securities in St. Louis, Missouri; BB&T Investment Services in Charlotte, North Carolina; the ON Equity Sales Company in Cincinnati, Ohio; Intersecurities in St. Petersburg, Florida; Sunset Financial Services in Kansas City, Missouri; and VSR Financial Services in Overland Park, Kansas. He currently holds zero state licenses and has passed four securities industry qualification examinations.

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