Jimmy Tammaro: TGP Securities Advisor Faces $940K Complaint

A recent investor complaint against Summit financial advisor Jimmy Tammaro (CRD# 1174412) alleges fraud resulting in damages of more than $900,000. Financial Industry Regulatory Authority records show that he is a broker with TGP Securities.

Mr. Tammaro’s BrokerCheck report discloses one investor complaint. Filed in February 2023, it alleges that as a representative of TGP Securities, he lent approximately $940,000 to an investment banking client who later alleged fraud in connection with the loan. The pending complaint alleges damages of $940,000.

According to the Financial Industry Regulatory Authority, Jimmy Tammaro holds 38 years of securities industry experience. Based in Summit, New Jersey, he has been a broker with TGP Securities since 2012. His registration history includes Pickwick Capital Partners (New York, New York; 2011-2013), McKim Capital (New York, New York; 208-2010), HSBC Securities (New York, New York; 2005-2008), Blaylock & Partners (New York City; 2003-2005), and Merrill Lynch (New York City; 1983-2003). His credentials include the passage of eight securities industry qualifying exams: the General Securities Sales Supervisor Examination (Options Module & General Module), or Series 8; the General Securities Principal Examination, or Series 24; the General Securities Representative Examination, or Series 7; the Securities Industry Essentials Examination, or SIE; the Operations Professional Examination, or Series 99TO; the Investment Banking Registered Representative Examination, or Series 79TO; the Uniform Securities Agent State Law Examination, or Series 63; and the Uniform Investment Adviser Law Examination, or Series 65. He is licensed in California, Connecticut, Florida, New Jersey, New York, Oklahoma, and Texas. (Information current as of June 18, 2023.)

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