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Joshua Cox: $80K Complaint Against Everest Wealth Advisor

Greenwood Village, Colorado financial advisor Joshua Cox (CRD# 6137037) allegedly recommended unsuitable investments, according to a recent investor complaint. Financial Industry Regulatory Authority records show that he is currently registered as a broker and an investment advisor with LPL Financial, doing business as Everest Wealth Advisors.

Mr. Cox’s BrokerCheck report discloses one investor complaint. Filed in April 2024, it alleges that as a representative of LPL Financial, he recommended unsuitable options investments. The pending complaint alleges damages of $80,000.

Everest Wealth Advisors’s website includes a profile of Mr. Cox that describes his background and experience. “Through diligent and detailed financial planning, Joshua has enjoyed watching his clients climb the mountain of financial wellness and come out the other side safe, secure, and sustainably successful,” it states. “His determination to provide for himself, his family, and pursue his passion for finance is what generated the success he experiences today.”

Elsewhere, the firm describes its mission: “Everest Wealth Advisors,” it explains, “is a comprehensive wealth management firm dedicated to creating and implementing personalized financial plans that will grow and protect the wealth of clients and their loved ones for themselves and the generations to come.”

According to the Financial Industry Regulatory Authority, Joshua Cox holds 11 years of securities industry experience. Based in Greenwood Village, Colorado, he has been registered as a broker and an investment advisor with LPL Financial since 2021, doing business as Everest Wealth Advisors. He was previously registered with Waddell & Reed in Greenwood Village from 2012 until 2023. His credentials include the passage of three securities industry qualifying exams: the General Securities Representative Examination, or Series 7; the Securities Industry Essentials Examination, or SIE; and the Uniform Combined State Law Examination, or Series 66. He holds 32 state licenses. (Information current as of May 12, 2024.)

Carlson Law represents investors throughout the United States in claims against financial advisors and investment firms. If you or a loved one have suffered investment losses, please call us at 888-976-6111 or complete our contact form for a free and confidential consultation.

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