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Justin Connors: $400K Complaint Against Connors Wealth Advisor
Justin Connors (CRD# 2805785), a financial advisor based in Cocoa Beach, Florida, has received a pending investor complaint. Financial Industry Regulatory Authority records show that he is a representative of IFP Securities, doing business as Connors Wealth Management.
Mr. Connors’ BrokerCheck report discloses one investor complaint against him. Filed in April 2022, it alleges that as a representative of IFP Securities, he recommended speculative investments, possibly breached his fiduciary duty, and made omissions “while recommending highly speculative unsuitable investments in large concentrations.” The pending complaint alleges damages of $400,000. A statement on the complaint’s disclosure reads: “Respondents deny all allegations.”
According to the Financial Industry Regulatory Authority, Justin Connors holds 23 years of securities industry experience. Based in Cocoa Beach, Florida, he has been a representative of IFP Securities since 2019, doing business as Connors Wealth Management. He is also registered in Melbourne, Vero Beach, and Rockledge, Florida. His past registrations include LPL Financial (Cocoa Beach, Florida; 2009-2019), Mutual Service Corporation (Cocoa Beach, Florida; 2009), Raymond James Financial Services (Cocoa Beach, Florida; 2002-2009), and Morgan Stanley DW (Purchase, New York; 1998-2002). His credentials include the passage of eight securities industry qualifying exams: the General Securities Sales Supervisor – General Module Examination, or Series 10; the General Securities Sales Supervisor – Options Module Examination, or Series 9; the General Securities Representative Examination, or Series 7; the Futures Managed Funds Examination, or Series 31; the Securities Industry Essentials Examination, or SIE; the Uniform Securities Agent State Law Examination, or Series 63; the Uniform Investment Adviser Law Examination, or Series 65; and the Uniform Combined State Law Examination, or Series 66. He is licensed in Alabama, California, Colorado, Florida, Maryland, Nevada, New Jersey, Ohio, Pennsylvania, South Carolina, and Virginia. (Information current as of June 7, 2022.)
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