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Justin Gillham: $1mm Investor Complaint Against Scottsdale Advisor

Merrill Lynch financial advisor Justin Gillham (CRD# 4575519) recently received an investor complaint alleging more than $1 million in damages. Financial Industry Regulatory Authority records show that he is a broker and an investment advisor based in Scottsdale, Arizona. 

Mr. Gillham’s BrokerCheck report discloses two investor complaints against him. The most recent, filed in July 2022, alleges that as a representative of Merrill Lynch, he misrepresented material information regarding the purchase of a structured note investment in June 2021. The pending complaint alleges damages of $1.05 million.

A second investor complaint, filed in 2012, alleged that as a representative of Ameriprise Financial Services, Mr. Gillham did not disclosed that a real estate investment trust product “was a risky investment and that its value could decrease.” The complaint alleged $30,000 and was denied by the firm.

According to the Financial Industry Regulatory Authority, Justin Gillham holds 19 years of securities industry experience. Based in Scottsdale, Arizona, he has been a broker and an investment advisor with Merrill Lynch since 2008. His past registrations include Ameriprise Financial Services (Scottsdale, Arizona; 2002-2008) and IDS Life Insurance Company (Minneapolis, Minnesota; 2002-2006). His credentials include the passage of three securities industry qualifying examinations: the General Securities Representative Examination, or Series 7; the Securities Industry Essentials Examination, or SIE; and the Uniform Combined State Law Examination, or Series 66. He holds 32 state licenses and nine self-regulatory organization (SRO) licenses, including the Chicago Board Options Exchange, FINRA, Investors’ Exchange, the Nasdaq Stock Market, and the New York Stock Exchange. (Information current as of August 23, 2022.)

Carlson Law represents investors throughout the United States in claims against financial advisors and investment firms. If you or a loved one have suffered investment losses, please call us at 888-976-6111 or complete our contact form for a free and confidential consultation.

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