Kerri Jamison: Suitability Complaint Against Newbridge Advisor

Mesa, Arizona financial advisor Kerri Jamison (CRD# 4348584) recently received an investor complaint alleging that she misrepresented and recommended unsuitable investments. Financial Industry Regulatory Authority records show that she is a broker with Newbridge Securities Corporation and an investment advisor with Newbridge Financial Services Group.

Ms. Jamison’s BrokerCheck report discloses one investor complaint. Filed in November 2023, it alleges that as a representative of Newbridge Securities, she recommended unsuitable alternative investments, misrepresented material facts regarding the investments she recommended, acted negligently, and failed in her supervisory capacity. The pending complaint alleges unspecified damages.

As her BrokerCheck report notes, Ms. Jamison is also self-employed as an attorney with The Law Offices of Kerri S. Jamison. As her profile on the firm’s website explains, she assists clients with “complex financial, estate planning, and taxation” matters. “Her experience in private business, coupled with her educational background in finance, led her to become involved in financial planning and receiving her financial planning licenses,” the profile states. “She has worked in this field for the last 13 years, handling complex financial, estate planning, and taxation issues. Kerri continued to expand her horizons in the financial field by also completing her real estate license and helping clients with any real estate transactions including 1031 exchanges.”

According to the Financial Industry Regulatory Authority, Kerri Jamison holds 22 years of securities industry experience. Based in Mesa, Arizona, she has been a broker with Newbridge Securities Corporation and an investment advisor with Newbridge Financial Services Group since 2010. Her past registrations include Dewaay Financial Network (Scottsdale, Arizona; 2007-2010), Associated Securities Corporation (Scottsdale, Arizona; 2002-2007), Linsco/Private Ledger Corporation (Fort Mill, South Carolina; 2002), and Washington Square Securities (Windsor, Connecticut; 2001-2002). Her credentials include the passage of three securities industry qualifying exams: the General Securities Representative Examination, or Series 7; the Securities Industry Essentials Examination, or SIE; and the Uniform Combined State Law Examination, or Series 66. She holds 26 state licenses. (Information current as of December 3, 2023.)

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