Columbus, Ohio financial advisor Tom Bates (CRD# 1037294) allegedly gave misleading investment advice, according to a recent investor complaint. Financial...Read More
Kyung Song: MML Advisor Receives $82K Fraud Complaint
East Hills, New York financial advisor Kyung Song (CRD# 2760764) recently received an investor complaint alleging fraud. Financial Industry Regulatory Authority records show that they are a broker and an investment advisor with MML Investors Services, having previously been registered with MSI Financial Services.
Kyung Song’s BrokerCheck report discloses one investor complaint. Filed in October 2023, it alleges that as a representative of MML Investors Services, they defrauded the investor out of $77,000. The pending investor complaint alleges damages of $82,000, inclusive of legal fees.
Per their LinkedIn profile, Kyung Song is a Managing Associate at Blue Ocean Wealth Solutions, a practice within MML Investors Services. According to the practice’s website, it comprises more than 150 financial professionals. “We believe our success is based on long-term, deeply personal and trusting relationships and a relentless focus on the following 3 Es: Energy, Effort and Execution,” the website states. “Our unique culture has earned us a spot on the Top Long Island Workplaces list since the award was created in 2018.”
According to the Financial Industry Regulatory Authority, Kyung Song holds 25 years of securities industry experience. Based in East Hills, New York, they have been a broker and an investment advisor with MML Investors Services since 2017 and 2021, respectively. Their past registrations include MSI Financial Services (East Hills, New York; 2016-2017), Lincoln Financial Advisors Corporation (Melville, New York; 2014-2016), and New England Securities (Uniondale, New York; 1996-2012). Their credentials include the passage of three securities industry qualifying exams: the Investment Company Products/Variable Contracts Representative Examination, or Series 6; the Securities Industry Essentials Examination, or SIE; and the Uniform Securities Agent State Law Examination, or Series 63. They are licensed in California, New Jersey, and New York. (Information current as of November 6, 2023.)
Carlson Law represents investors throughout the United States in claims against financial advisors and investment firms. If you or a loved one have suffered investment losses, please call us at 888-976-6111 or complete our contact form for a free and confidential consultation.