Loren Olson: $125K Complaint Against Retirement Resources Advisor

Overland Park financial advisor Loren Olson (CRD# 1245513) recently received an investor complaint alleging his conduct resulted in damages of more than $100,000. Records maintained by the Financial Industry Regulatory Authority show that he is a broker with BB Graham & Company and an investment advisor with Retirement Resources.

Mr. Olson’s BrokerCheck report discloses one investor complaint. Filed in January 2023, it alleges that as a representative of BB Graham & Company, he recommended an unsuitable investment in a corporate bond in September 2020. The pending complaint alleges damages of $125,000.

According to the Financial Industry Regulatory Authority, Loren Olson holds 39 years of securities industry experience. Based in Overland Park, Kansas, he has been a broker with BB Graham & Company since 2016 and an investment advisor with Retirement Resources since 2013. His registration history includes Moloney Securities (Overland Park, Kansas; 2006-2015), Retirement Resources (Overland Park, Kansas; 2004-2012), Heritage Capital Management (Overland Park, Kansas; 2005-2012), Waterstone Financial Group (Overland Park, Kansas; 2005-2006 and Boston, Massachusetts; 1999-2006), Retirement Resources (Overland Park, Kansas; 1993-2004), Royal Alliance Associates (Jersey City, New Jersey; 1992-1999), and Mony Securities Corporation (New York, New York; 1984-1992). His credentials include the passage of six securities industry qualifying exams: the General Securities Principal Examination, or Series 24; the Investment Company Products/Variable Contracts Representative Examination, or Series 6; the General Securities Representative Examination, or Series 7; the Securities Industry Essentials Examination, or SIE; the Uniform Securities Agent State Law Examination, or Series 63; and the Uniform Investment Adviser Law Examination, or Series 65. He is licensed in Kansas and Missouri. (Information current as of March 20, 2023.)

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