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Loren Olson: $125K Complaint Against Retirement Resources Advisor

Overland Park financial advisor Loren Olson (CRD# 1245513) recently received an investor complaint alleging his conduct resulted in damages of more than $100,000. Records maintained by the Financial Industry Regulatory Authority show that he is a broker with BB Graham & Company and an investment advisor with Retirement Resources.

Mr. Olson’s BrokerCheck report discloses one investor complaint. Filed in January 2023, it alleges that as a representative of BB Graham & Company, he recommended an unsuitable investment in a corporate bond in September 2020. The pending complaint alleges damages of $125,000.

According to the Financial Industry Regulatory Authority, Loren Olson holds 39 years of securities industry experience. Based in Overland Park, Kansas, he has been a broker with BB Graham & Company since 2016 and an investment advisor with Retirement Resources since 2013. His registration history includes Moloney Securities (Overland Park, Kansas; 2006-2015), Retirement Resources (Overland Park, Kansas; 2004-2012), Heritage Capital Management (Overland Park, Kansas; 2005-2012), Waterstone Financial Group (Overland Park, Kansas; 2005-2006 and Boston, Massachusetts; 1999-2006), Retirement Resources (Overland Park, Kansas; 1993-2004), Royal Alliance Associates (Jersey City, New Jersey; 1992-1999), and Mony Securities Corporation (New York, New York; 1984-1992). His credentials include the passage of six securities industry qualifying exams: the General Securities Principal Examination, or Series 24; the Investment Company Products/Variable Contracts Representative Examination, or Series 6; the General Securities Representative Examination, or Series 7; the Securities Industry Essentials Examination, or SIE; the Uniform Securities Agent State Law Examination, or Series 63; and the Uniform Investment Adviser Law Examination, or Series 65. He is licensed in Kansas and Missouri. (Information current as of March 20, 2023.)

Carlson Law represents investors throughout the United States in claims against financial advisors and investment firms. If you or a loved one have suffered investment losses, please call us at 888-976-6111 or complete our contact form for a free and confidential consultation.

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