Marco Oreamuno: $140K Complaint Against Bolton Advisor

Miami, Florida financial advisor Marco Oreamuno (CRD# 4903418) allegedly made unauthorized transactions, according to a recent investor complaint. Financial Industry Regulatory Authority records show that he is registered as a broker and an investment advisor with Bolton Global Capital, having previously been registered with Morgan Stanley.

Mr. Oreamuno’s BrokerCheck record discloses two investor complaints. The most recent, filed in October 2024, alleges that as a representative of Bolton Global Capital, he engaged in unauthorized trading, exposed the customer to concentration risk, failed to communicate, and deviated from “portfolio history.” The pending complaint alleges damages of $140,000.

An earlier investor complaint, filed in 2016, alleged that as a Morgan Stanley representative, he failed to advise the client about a contingent deferred sales charge. In 2018 the complaint reached a settlement of $34,999.96.

Bolton Global Capital’s website includes a page describing the firm’s background and history. “As a privately held company, Bolton has grown its business from a small firm operating in the Boston area to a major institution with offices and clients across the US and around the globe,” it explains. “Today, the firm has more than 55 affiliated offices worldwide managing over $16 billion in client assets. Since 1985, we have been committed to providing the highest quality financial services and products to our clients through financial professionals who share this goal.”

According to the Financial Industry Regulatory Authority, Marco Oreamuno holds 19 years of securities industry experience. Based in Miami, Florida, he has been registered as a broker and an investment advisor with Bolton Global Capital since 2019. His past registrations include Morgan Stanley (Miami, Florida; 2010-2019) and Merrill Lynch (New York, New York; 2005-2010). His credentials include the passage of three securities industry qualifying exams: the Securities Industry Essentials Examination, or SIE; the General Securities Representative Examination, or Series 7; and the Uniform Combined State Law Examination, or Series 66. He is licensed in Florida. (Information current as of December 15, 2024.)

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