Switch to ADA Accessible Theme
Close Menu
Free Consultation: 888-976-6111

Marco Rodolfo Bigotti of Morgan Stanley Received Customer Complaint

According to Financial Industry Regulatory Authority (FINRA) records, on or around June 18, 2017, a customer of Marco Rudolf Bigotti made a customer complaint alleging damages of $139,454.00. According to the complaint, the “customer alleges to have a conservative portfolio and that financial advisor recommend financial instruments that decrease his family capital by more than 40%.”

Prior to being employed by Morgan Stanley in Miami, Marco Rodolfo Bigotti was employed by Citi International Financial Services, LLC, in San Juan, Puerto Rico. Citi denied the allegations, stating “the recommendations made were consistent with customer risk profile recorded in the account” and “during the investigation process conducted, the customer provided additional information regarding investment advice received, where he recognized that the investment made by the financial executive was suitable considering his risk profile; and requested to withdraw the dispute.” According to the regulatory records, the complaint was withdrawn.

Bigotti joined Morgan Stanley on or around March 6, 2015. Besides this customer complaint, Bigotti currently has no other customer complaints.

 

Facebook Twitter LinkedIn
Contact Us For A Free Case Evaluation
Latest Blog Posts
  • FINRA Bars Corpus Christi Broker Charles Doraine: Puerto Rico Bonds

    Former Next Financial Group broker Charles Doraine (CRD# 70411) was recently sanctioned by the Financial Industry Regulatory Authority in connection...

    Read More
  • Bryan Benson: Tucson Broker Barred Over Customer Complaint

    Former Wells Fargo Clearing Services broker Bryan Benson (CRD# 807506) was recently the subject of a disciplinary action by the...

    Read More
  • James Kennedy: FINRA Probes, Bars Woodbury Broker

    Former Madison, Missouri broker James Kennedy (CRD# 1527660) has been sanctioned by the Financial Industry Regulatory Authority over findings he...

    Read More
  • Glendale Broker Arthur Hoffman Barred: Alleged Private Transactions

    Former Ameriprise Financial Services broker Arthur Hoffman (CRD# 3193754) was recently the subject of a Financial Industry Regulatory Authority disciplinary...

    Read More
  • Previous
  • Next