Close Menu
Free Consultation: 888-976-6111

Marco Rodolfo Bigotti of Morgan Stanley Received Customer Complaint

According to Financial Industry Regulatory Authority (FINRA) records, on or around June 18, 2017, a customer of Marco Rudolf Bigotti made a customer complaint alleging damages of $139,454.00. According to the complaint, the “customer alleges to have a conservative portfolio and that financial advisor recommend financial instruments that decrease his family capital by more than 40%.”

Prior to being employed by Morgan Stanley in Miami, Marco Rodolfo Bigotti was employed by Citi International Financial Services, LLC, in San Juan, Puerto Rico. Citi denied the allegations, stating “the recommendations made were consistent with customer risk profile recorded in the account” and “during the investigation process conducted, the customer provided additional information regarding investment advice received, where he recognized that the investment made by the financial executive was suitable considering his risk profile; and requested to withdraw the dispute.” According to the regulatory records, the complaint was withdrawn.

Bigotti joined Morgan Stanley on or around March 6, 2015. Besides this customer complaint, Bigotti currently has no other customer complaints.

 

Facebook Twitter LinkedIn
Contact Us For A Free Case Evaluation
protected by reCAPTCHA Privacy - Terms
Latest Blog Posts
  • Robert Gleason: FINRA Suspends Former Cantella & Company Advisor

    Former Owensboro, Kentucky financial advisor Robert Gleason (CRD# 1415067) was recently suspended in connection with allegations that he recommended unsuitable...

    Read More
  • Jason Kurtz: FINRA Bars Former US Bancorp Advisor

    Former Denver financial advisor Jason Kurtz (CRD# 4958219) has been sanctioned and barred in connection with alleged rule violations. Financial Industry...

    Read More
  • Lodging Fund REIT III Settles SEC Charges

    In August 2023, the real estate investment trust Lodging Fund REIT III’s CEO and advisor paid more than $4 million...

    Read More
  • Kevin Bailey: $500K Complaint Against Charles Schwab Advisor

    Phoenix financial advisor Kevin Bailey (CRD# 1490570) recently received an investor complaint alleging that his conduct resulted in damages of...

    Read More
  • Previous
  • Next