Maria Mayer: BTC Pactual Advisor Resigned from Credicorp Capital

Miami financial advisor Maria Mayer (CRD# 5396408) recently resigned from her former broker-dealer firm in connection with alleged rule violations. Financial Industry Regulatory Authority records show that the former Credicorp Capital broker and advisor is currently registered with BTG Pactual US Capital.

Ms. Mayer’s BrokerCheck report discloses her resignation from Credicorp Capital. Filed in March 2024, it states that the firm permitted her resignation in connection with allegations that she “failed to follow the firm’s policies and procedures relating to third-party transfers which resulted in client’s funds involuntarily being sent to an unauthorized account.”

Credicorp Capital’s website includes a page describing the firm’s background, noting that provides services to investors in Latin America, the US, and the UK. “We form a regional platform dedicated to providing financial advisory services, especially in the areas of Corporate Finance, Wealth and Asset Management, and Capital Markets,” it states. “Our objective is to increase the value proposition that we offer to our clients, thus easing the development of businesses in these markets in an integrated manner. In addition, we seek to generate global opportunities and provide first level access to institutional investors.”

BTG Pactual’s website, meanwhile, also includes a page describing the firm’s services. “Our team of specialists from the US combines careful analysis of your financial goals with a portfolio of global investments best suited to your investor profile,” it explains. “We offer close and active management, with excellence in every detail.”

According to the Financial Industry Regulatory Authority, Maria Mayer holds 15 years of securities industry experience. Based in Miami, Florida, she has been registered as a broker with BTG Pactual since May 2024. Her past registrations include Credicorp Capital (Miami, Florida; 2017-2024), Merrill Lynch (Weston, Florida; 2008-2016), and UltraLat Securities (Miami, Florida; 2007-2008). Her credentials include the passage of four securities industry qualifying exams: the General Securities Principal Examination, or Series 24; the General Securities Representative Examination, or Series 7; the Securities Industry Essentials Examination, or SIE: and the Uniform Combined State Law Examination, or Series 66. She is registered with FINRA. (Information current as of May 18, 2024.)

Carlson Law represents investors throughout the United States in claims against financial advisors and investment firms. If you or a loved one have suffered investment losses, please call us at 888-976-6111 or complete our contact form for a free and confidential consultation.