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Mark Joneson: Oil & Gas Complaint Against Rapid City Advisor
Cetera Advisor Networks financial advisor Mark Joneson (CRD# 4119915) recently received an investor complaint alleging his conduct resulted in losses. Financial Industry Regulatory Authority records show that he is a broker and an investment advisor based in Rapid City, South Dakota, having previously been registered with Berthel Fisher & Company.
Mr. Joneson’s BrokerCheck report discloses one investor complaint. Filed in May 2022, it alleges that as a representative of Berthel Fisher & Company, he misrepresented and sold unsuitable oil and gas and real estate investments. According to the complaint, the the investments were over-concentrated, and the firm failed in its duties to conduct due diligence on the investments and to supervise Mr. Joneson. The pending complaint alleges unspecified damages estimated to exceed $5,000.
According to the Financial Industry Regulatory Authority, Mark Joneson holds 22 years of securities industry experience. Based in Rapid City, New York, he has been a broker with Cetera Advisor Networks and an investment advisor with AdvisorNet Wealth Management since 2019. His past registrations include Berthel Fisher & Company (2013-2019), BFC Planning (2013-2019), Cetera Advisors (2001-2013), and Multi-Financial Securities Corporation (2000-2013), all in Rapid City, South Dakota. His credentials include the passage of six securities industry qualifying exams: the General Securities Principal Examination, or Series 24; the Municipal Fund Securities Principal Examination, or Series 51; the General Securities Representative Examination, or Series 7; the Securities Industry Essentials Examination, or SIE; the Uniform Securities Agent State Law Examination, or Series 63; and the Uniform Combined State Law Examination, or Series 66. He is licensed in Georgia, Minnesota, Oklahoma, South Dakota, and Texas. (Information current as of October 16, 2022.)
Carlson Law represents investors throughout the United States in claims against financial advisors and investment firms. If you or a loved one have suffered investment losses, please call us at 888-976-6111 or complete our contact form for a free and confidential consultation.