Mark Kuttler: Financial Alternatives Advisor Faces REIT Complaint

East Meadow, New York financial advisor Mark Kuttler (CRD# 1425746) recently received an investor complaint alleging that he recommended unsuitable investments. Financial Industry Regulatory Authority records show that he is registered as a broker with RNR Securities, doing business as Financial Alternatives.

Mr. Kuttler’s BrokerCheck report discloses one investor complaint. Filed in May 2024, it alleges that as a representative of RNR Securities, he recommended unsuitable investment strategies involving non-traded real estate investment trusts, variable annuities, and business development companies. The pending complaint alleges unspecified damages.

RNR Securities’ website includes a page describing the firm’s history and approach. “We don’t believe in simply telling you how to invest your money,” it explains. “We take the time to get to know you and your family or business, carefully analyze your current situation, and work together to achieve your future goals. Our proactive, hands-on approach helps our clients learn how their investments work and gives them the knowledge to be confident in their portfolios and futures.”

According to the Financial Industry Regulatory Authority, Mark Kuttler holds 26 years of securities industry experience. Based in East Meadow, New York, he has been registered as a broker with RNR Securities since 1999, doing business as Financial Alternatives. His registration history includes Basic Investors (East Meadow, New York; 2006-2008), JP Turner & Company (Atlanta, Georgia; 2003-2006), Hartford Equity Sales Company (Hartford, Connecticut; 1989-1990), Equico Securities (New York, New York; 1989-1990), the Equitable Life Assurance Society of the United States (New York, New York; 1989-1990), and Shearson Lehman Hutton (1985-1986). His credentials include the passage of four securities industry qualifying exams: the National Commodity Futures Examination, or Series 3; the General Securities Representative Examination, or Series 7; the Securities Industry Essentials Examination, or SIE; and the Uniform Securities Agent State Law Examination, or Series 63. He is licensed in Florida, Louisiana, New Jersey, and New York. (Information current as of July 22, 2024.)

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