Michelle Stebbins: $305K Complaint Against Stifel Advisor

Southfield, Michigan financial advisor Michelle Stebbins (CRD# 4156378) allegedly failed in her supervisory responsibilities, according to a recent investor complaint. Financial Industry Regulatory Authority records show that she is currently registered as a broker and an investment advisor with Stifel Nicolaus & Company.

Ms. Stebbins’ BrokerCheck report discloses one investor complaint. Filed in March 2024, it alleges that as a representative of Stifel Nicolaus & Company, she failed in her supervisory duties in connection with equity investments. The pending complaint alleges damages of $305,680.

Stifel Nicolaus & Company’s website describes Ms. Stebbins as branch manager of the firm’s Southfield, Michigan office. “We want to understand your unique financial objectives so that we can develop a strategy specific to your needs and long-term financial goals,” the office’s website states. “Whether you want to plan for retirement, save for your children’s college education, reduce your tax bills, or increase your income to meet monthly expenses, you can expect personalized, professional service and advice.”

According to the Financial Industry Regulatory Authority, Michelle Stebbins holds 23 years of securities industry experience. Based in Southfield, Michigan, she has been a broker and an investment advisor with Stifel Nicolaus & Company since 2018. Her past registrations include Wells Fargo Clearing Services (Flint, Michigan; 2008-2018), Merrill Lynch (Grand Blanc, Michigan; 2007-2008), and UBS Financial Services (Flint, Michigan; 2000-2007). Her credentials include the passage of eight securities industry qualifying exams: the General Securities Sales Supervisor – Options Module Examination, or Series 9; the General Securities Sales Supervisor – General Module Examination, or Series 10; the General Securities Representative Examination, or Series 7; the Futures Managed Funds Examination, or Series 31; the National Commodity Futures Examination, or Series 3; the Securities Industry Essentials Examination, or SIE; the Uniform Securities Agent State Law Examination, or Series 63; and the Uniform Investment Adviser Law Examination, or Series 65. She holds 36 state licenses. (Information current as of April 7, 2024.)

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