Nick Biddle: $100K Complaint Against Ex-FSC Advisor

St. Pete Beach, Florida financial advisor Nick Biddle (CRD# 4649317) allegedly recommended unsuitable investments, according to a recent investor complaint. Financial Industry Regulatory Authority records show that he is registered as a broker and an investment advisor with Osaic Wealth, having previously been registered with FSC Securities Corporation and National Planning Corporation.

Mr. Biddle’s BrokerCheck report discloses one investor complaint. Filed in February 2025, it alleged that as a representative of National Planning and FSC Securities, he recommended unsuitable investments in over-the-counter equities and real estate. The pending complaint alleges damages of $100,000.

The website for Sundial Financial, which offers securities through Osaic Wealth, includes a profile of Mr. Biddle that describes his experience and services as a Vice President at the firm. “Nick is a financial professional with more than 10 years experience in banking and investment analysis,” it explains. “He is dedicated to helping individuals and businesses build their financial futures. To stay on top of his field, and develop his professional skills, he regularly attends industry training and certification programs.”

According to the Financial Industry Regulatory Authority, Nick Biddle holds 21 years of securities industry experience. Based in St. Pete Beach, Florida, he has been registered as a broker and an investment advisor with Osaic Wealth since 2023. His registration history includes FSC Securities Corporation, National Planning Corporation, Advantage Investment Management, Franklin/Templeton Distributors, Colonial Brokerage, and AmSouth Investment Services. His credentials include the passage of five securities industry qualifying exams: the General Securities Principal Examination, or Series 24; the Securities Industry Essentials Examination, or SIE; the General Securities Representative Examination, or Series 7; the Investment Company Products/Variable Contracts Representative Examination, or Series 6; and the Uniform Securities Agent State Law Examination, or Series 63. He holds 35 state licenses. (Information current as of March 11, 2025.)

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