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Oil & Gas Complaint Against Rockland Advisor Christopher Cavallaro
Christopher Cavallaro (CRD# 2125009), a broker and investment advisor in Rockland, Massachusetts, has received a pending investor complaint concerning an oil and gas investment. Financial Industry Regulatory Authority (FINRA) records show that Cavallaro is a representative of LPL Financial, doing business as Integrated Financial Partners.
Mr. Cavallaro’s BrokerCheck report discloses one pending investor complaint. Filed in April 2022, the complaint alleges that as a representative of LPL Financial, he recommended an unsuitable oil and gas investment. The pending complaint alleges unspecified damages believed to be greater than $5,000.
FINRA records also describe an earlier complaint against Mr. Cavallaro. Filed in 2019, it alleged that as a representative of Lincoln Financial Advisors, he recommended an investment in Future Income Partners, an entity that “stopped making payments under the agreement with the customer.” In 2020 the complaint reached a settlement of $100,000. A Broker Statement on the complaint’s disclosure states that the “representative refutes the allegations.”
According to the Financial Industry Regulatory Authority, Christopher Cavallaro holds 31 years of securities industry experience. He has been a representative of LPL Financial, doing business as Integrated Financial Partners, in Rockland, Massachusetts since 2016. His past registrations include Lincoln Financial Advisors Corporation (Waltham, Massachusetts; 2003-2016) and Veravest Investments (Worcester, Massachusetts; 1991-2003). His credentials include the passage of five securities industry qualifying exams: the Uniform Investment Adviser Law Examination, or Series 65; the Uniform Securities Agent State Law Examination, or Series 63; the Securities Industry Essentials Examination, or SIE; the General Securities Representative Examination, or Series 7; and the Investment Company Products/Variable Contracts Representative Examination, or Series 6. He holds 26 state licenses. (Information current as of May 13, 2022.)
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