Patti Beckwith: Constitution Financial Advisor Faces $200K Complaint

Danvers, Massachusetts financial advisor Patti Beckwith (CRD# 1317644) recently received an investor complaint alleging that her advice resulted in six-figure damages. Financial Industry Regulatory Authority records show that she is a broker and an investment advisor with Raymond James Financial Services, and the owner of Constitution Financial Partners.

Ms. Beckwith’s BrokerCheck report discloses one investor complaint. Filed in November 2023, it alleges that as a representative of Raymond James, she recommended unsuitable investments in common and preferred stock products. The pending complaint alleges damages of $200,000.

Raymond James Financial Services’ website includes a profile of Ms. Beckwith. As it describes, she is a branch manager at Constitution Financial Partners, a team within the firm. “Patti helps her clients with all aspects of financial planning, specifically focusing on planning for retirement,” the profile states. “Using a holistic approach, Patti encourages clients to prioritize their goals, organize and understand their current financial situation and educates them on how to take control of their financial future.” A separate page explains that Constitution Financial Partners uses “persistent management and on-going guidance” to focus on clients’ long-term financial goals.

According to the Financial Industry Regulatory Authority, Patti Beckwith holds 39 years of securities industry experience. Based in Danvers, Massachusetts, she has been a broker and an investment advisor with Raymond James Financial Services since 1999 and 2009, respectively. Her registration history includes Robert Thomas Securities (St. Petersburg, Florida; 1990-1999) and Invest Financial Corporation (Appleton, Wisconsin; 1984-1990). Her credentials include the passage of six securities industry qualifying exams: the General Securities Sales Supervisor – Options Module Examination, or Series 9; the General Securities Sales Supervisor – General Module Examination, or Series 10; the General Securities Representative Examination, or Series 7; the Securities Industry Essentials Examination, or SIE; the Uniform Securities Agent State Law Examination, or Series 63; and the Uniform Investment Adviser Law Examination, or Series 65. She is licensed in California, Florida, Georgia, Indiana, Maine, Maryland, Massachusetts, New Hampshire, New Mexico, North Carolina, Ohio, Oregon, South Carolina, Texas, Utah, and Virginia. (Information current as of January 2, 2024.)

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