Paul Snow: NewEdge Advisor Resigned from Raymond James

Former Covington, Louisiana broker Paul Snow (CRD# 2963153) recently resigned from Raymond James Financial Services in connection with alleged rule violations. Financial Industry Regulatory Authority records show that he is currently registered as an investment advisor with NewEdge Advisors, doing business as Snow Financial Group.

Mr. Snow’s BrokerCheck report discloses his resignation from Raymond James. Filed in April 2024, it states that he voluntarily resigned from the firm in connection with allegations that he “engaged in conduct inconsistent with firm client standard of care policies.” The disclosure provides no additional information regarding the conduct in question.

Snow Financial Group’s website includes a profile of Mr. Snow in which he describes his background and objectives. “I utilize research and effective decision making to create investment plans that help provide my clients with financial stability,” he states. “Through comprehensive financial planning my clients are prepared to have an independent financial future. With exceptional service and a genuine desire to build relationships, I work with my clients using a personal approach that helps provide them with confidence in their financial future —and the potential to meet financial goals.”

According to the Financial Industry Regulatory Authority, Paul Snow holds 26 years of securities industry experience. Based in Covington, Louisiana, he has been registered as an investment advisor with NewEdge Advisors since May 2024, doing business as Snow Financial Group. His past registrations include Raymond James Financial Services (Covington, Louisiana; 2002-2024) and Morgan Keegan & Company (Memphis, Tennessee; 1998-2002). His credentials include the passage of five securities industry qualifying exams: the General Securities Principal Examination, or Series 24; the General Securities Representative Examination, or Series 7; the Securities Industry Essentials Examination, or SIE; the Uniform Securities Agent State Law Examination, or Series 63; and the Uniform Combined State Law Examination, or Series 66. According to his Securities and Exchange Commission Investment Adviser Public Disclosure, he is licensed in Texas. (Information current as of May 12, 2024.)

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