Peyton Ethridge: Patrick Capital Advisor Faces Suitability Complaint

Atlanta, Georgia financial advisor Peyton Ethridge (CRD# 6634147) allegedly recommended unsuitable investments, according to a recent investor complaint. Financial Industry Regulatory Authority records show that he is registered as a broker with Patrick Capital Markets, doing business as Corvi Capital.

Mr. Ethridge’s BrokerCheck report discloses one investor complaint. Filed in November 2025, it alleges that as a representative of Patrick Capital Markets, he made unsuitable investment recommendations, breached contract, acted negligently, made materially false statements, breached his fiduciary duty, and was negligent in his supervisory responsibilities. The pending complaint alleges unspecified damages.

In a statement included with the disclosure, Mr. Ethridge defends himself against the allegations. “Representative and Respondent deny any wrongdoing, believe the allegations contained in the claim are false and without merit, and are unaware that Claimants have suffered any damages at the time of this filing,” the comment states, adding: “Representative and Respondent note that Claimants do not name any specific investment program or issuer in their claim. Representative and Respondent intend to defend the actions through the arbitration process.”

According to the Financial Industry Regulatory Authority, Peyton Ethridge holds nine years of securities industry experience. Based in Atlanta, Georgia, he has been registered as a broker with Patrick Capital Markets since 2016, doing business as Corvi Capital. His registration history includes Corvi Capital Advisors (Atlanta, Georgia; 2018) and Watchdog Capital (Atlanta, Georgia; 2016-2018). His credentials include the passage of six securities industry qualifying exams: the Securities Industry Essentials Examination, or SIE; the Uniform Investment Adviser Law Examination, or Series 65; the Uniform Securities Agent State Law Examination, or Series 63; the Direct Participation Programs Representative Examination, or Series 22; the Limited Representative-Private Securities Offerings, or Series 82; and the General Securities Principal Examination, or Series 24. He is licensed in Georgia. (Information current as of December 25, 2025.)

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