A recent investor complaint against Irvine, California financial advisor Gabe Candea (CRD# 5531840) alleges that he recommended unsuitable investments. Financial...
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Latest Blog Posts
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03 JanGabe Candea: $1mm Complaint Against Beacon Advisor
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03 JanClayton Taylor & Elizabeth Valenti: Platinum Advisors Face Complaint
San Antonio, Texas financial advisors Clayton Taylor (CRD# 7290665) and Elizabeth Valenti (CRD# 5346551) recently received an investor complaint alleging...
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03 JanAlex Maltez: $651K GWG Complaint Against Ex-Newbridge Advisor
Winter Springs, Florida financial advisor Alex Maltez (CRD# 6506116) recently received an investor complaint alleging that his advice resulted in...
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02 JanJoseph O’Shea: FINRA Bars Former Spartan Capital Advisor
Former New York City financial advisor Joseph O’Shea (CRD# 2805483) was recently sanctioned and barred in connection with allegedly excessive...
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