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Michael Leahy: Red Bank Rep Barred Over Alleged Supervisory Failures

Former First Standard Financial Company broker Michael Leahy (CRD# 1899498) has been barred by the Financial Industry Regulatory Authority (FINRA)...

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Ex-LPL Broker John Scott Sanctioned, Barred

Former Phoenix, Arizona broker and investment adviser John Scott (CRD# 2407610) has been barred by the Financial Industry Regulatory Authority...

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David Martirosian: NYC Rep Barred Over Trading Allegations

David Martirosian (CRD# 5261144), previously a broker registered with Joseph Stone Capital in New York City, has been sanctioned by...

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Candido Viyella: $2MM Complaint Against Miami Broker

Former Miami broker and investment adviser Candido Viyella (CRD# 1829255) has received several settled or pending customer complaints in recent...

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