Randy Liggitt: Janney Advisor Fired by Truist

Columbia, South Carolina financial advisor Randy Liggitt (CRD# 2204249) was recently fired by a former broker-dealer firm in connection with alleged rule violations. Financial Industry Regulatory Authority records show that the former Truist Investment Services broker is currently registered as a broker and an investment advisor with Janney Montgomery Scott.

Mr. Liggitt’s BrokerCheck report discloses his termination from Truist Investment Services. Filed in June 2024, it states that the firm fired him after an “internal investigation into trading activity in two ETFs.” No additional context regarding the investigation or the activity is provided.

Janney Montgomery Scott’s website includes a profile of Mr. Liggitt that describes his background, experience, and approach to working with his clients. “Randy helps his clients with retirement planning, portfolio management, and tax-efficient investment strategies, focusing on client service,” it explains. “Throughout his career, Randy has committed to building long-term relationships with his clients, understanding their unique financial needs, and offering personalized advice to help them navigate complex financial landscapes. His client-centric approach focuses on education and transparency to empower clients to make informed financial decisions.”

According to the Financial Industry Regulatory Authority, Randy Liggitt holds 32 years of securities industry experience. Based in Columbia, South Carolina, he has been registered as a broker and an investment advisor with Janney Montgomery Scott since August 2024. His past registrations include Truist Investment Services, BB&T Securities, Scott & Stringfellow, Wachovia Securities, and Prudential Securities. His credentials include the passage of four securities industry qualifying exams: the General Securities Representative Examination, or Series 7; the Securities Industry Essentials Examination, or SIE; the Uniform Securities Agent State Law Examination, or Series 63; and the Uniform Investment Adviser Law Examination, or Series 65. He is licensed in California, Georgia, and Texas. (Information current as of August 25, 2024.)

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