Tactical Financial’s Reno Reser: Client Listed as GWG Creditor

At least one current or former customer of Littleton, Colorado financial advisor Reno Reser (CRD# 4206571) is listed as creditor for an investment in GWG L bonds, according to public records. Filed with a bankruptcy court in Texas, these records disclosed an investment of $140,000. Financial Industry Regulatory Authority records show that he is a broker with IFP Securities, doing business as Tactical Financial Solutions.

More information about Dallas-based investment firm GWG Holdings, whose sale of L bond products is under scrutiny by securities regulators, can be found here. More information about FINRA’s suitability standard, which requires advisors like Mr. Reser to recommend investment products and strategies that are suitable for their customers’ needs and backgrounds, is available here.

According to the Financial Industry Regulatory Authority, Reno Reser holds 20 years of securities industry experience. Based in Littleton, Colorado, he has been a broker with IFP Securities and an investment advisor with Independent Financial Partners since 2019, doing business as Tactical Financial Solutions. His registration history includes Cetera Advisors (Littleton, Colorado; 2012-2019), Securian Financial Services (Colorado Springs, Colorado; 2007-2012), Hornor Townsend & Kent (Colorado Springs, Colorado; 2004-2007), and New England Securities (New York, New York; 2003-2004). His credentials include the passage of six securities industry qualifying exams: the General Securities Principal Examination, or Series 24; the Investment Company Products/Variable Contracts Representative Examination, or Series 6; the General Securities Representative Examination, or Series 7; the Securities Industry Essentials Examination, or SIE; the Uniform Securities Agent State Law Examination, or Series 63; and the Uniform Investment Adviser Law Examination, or Series 65. He currently holds 31 state licenses. (Information current as of June 30, 2023.)

Carlson Law has represented at least nine investors in claims against their financial advisors for investments in GWG Holdings Inc. If you or a loved one have suffered investment losses, please call us at 888-976-6111 or complete our contact form for a free and confidential consultation.