Robert Annable: Investor Complaint Against Realta, Transce3nd Advisor

Scottsdale, Arizona financial advisor Robert Annable (CRD# 4657825) allegedly misrepresented investments, according to a recent investor complaint. Financial Industry Regulatory Authority records show that he is registered as a broker with Realta Equities and an investment advisor with Transce3nd.

Mr. Annable’s BrokerCheck report discloses one investor complaint. Filed in December 2025, it alleges that as a representative of Realta Equities, Wealth Strategies Advisory Group, Transce3nd, and VFO Consulting Group, he “directly lied to” the clients and misrepresented alternative investments. The pending complaint alleges unspecified damages.

For reference, securities industry rules and regulations forbid brokers like Mr. Annable from misrepresenting of material facts regarding investments and strategies they recommend to their clients. FINRA Rule 2020 specifically stipulates that no broker shall “effect any transaction in, or induce the purchase or sale of, any security by means of any manipulative, deceptive or other fraudulent device or contrivance.” A material fact is a piece of information that would pose a significant consideration to investors considering a product or strategy: whether their principal investment would be protected, for instance, or whether the investment is risky. Brokers who misrepresent investments may be liable in the event of losses.

According to the Financial Industry Regulatory Authority, Robert Annable holds 18 years of securities industry experience. Based in Scottsdale, Arizona, he has been registered as a broker with Realta Equities since 2021 and an investment advisor with Transce3nd since 2023. His past registrations include Coastal Investment Advisors, Wealth Strategies Advisory Group, Arete Wealth Advisors, Arete Wealth Management, Center Street Securities, Kalos Capital, Newbridge Securities Corporation, Realty Capital Securities, Community Bankers Securities, and Liberty Group. His credentials include the passage of seven securities industry qualifying exams: the Securities Industry Essentials Examination, or SIE; the Uniform Investment Adviser Law Examination, or Series 65; the Uniform Securities Agent State Law Examination, or Series 63; the General Securities Representative Examination, or Series 7; the Investment Company Products/Variable Contracts Representative Examination, or Series 6; the Investment Company Products/Variable Contracts Representative Examination, or Series 6TO; and the General Securities Principal Examination, or Series 24. He holds 15 state licenses. (Information current as of January 17, 2026.)

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