Roger Bowlin: $5mm Complaint Against Aurora Securities Advisor

Kirkland, Washington financial advisor Roger Bowlin (CRD# 1905652) has received multiple investor complaints alleging that his conduct resulted in seven-figure damages. Financial Industry Regulatory Authority records show that he is registered as a broker and an investment advisor with Aurora Securities and Secure Asset Management, respectively, doing business as RW Bowlin Investment Solutions.

Mr. Bowlin’s BrokerCheck report discloses two investor complaints. The most recent, filed in September 2025, alleges that as a representative of Aurora Securities, he recommended unsuitable real estate securities. The pending complaint alleges damages of $1 million.

A second investor complaint, also filed in September 2025, alleges that as an Aurora Securities representative, he mismanaged the customer’s accounts. The pending complaint alleges damages of $5 million.

The LinkedIn profile for RW Bowlin Investment Solutions features a section describing the firm’s services, which it characterizes as the building of balanced portfolios with diversification “beyond the standard equity markets.” As it explains, the firm offers exposure both to capital markets and alternative investments, mitigating concentration risks and boosting potential cash flow. “In addition to portfolio design and management,” it explains, “our real estate exchange practice provides a wide array of solutions for investors looking to restructure their real estate holdings.”

According to the Financial Industry Regulatory Authority, Roger Bowlin holds 35 years of securities industry experience. Based in Kirkland, Washington, he has been registered as a broker and an investment advisor with Aurora Securities and Secure Asset Management, respectively, since 2021, doing business as RW Bowlin Investment Solutions. His past registrations include Concorde Investment Services, Independent Financial Group, EPlanning Securities, Pacific West Securities, Pacific Harbor Securities, Investment Management & Research, Laney & Company, and Halliday Capital Partners. His credentials include the passage of five securities industry qualifying exams: the Securities Industry Essentials Examination, or SIE; the Uniform Investment Adviser Law Examination, or Series 65; the Uniform Securities Agent State Law Examination, or Series 63; the General Securities Representative Examination, or Series 7; and the Direct Participation Programs Representative Examination, or Series 22. He holds 31 state licenses. (Information current as of November 16, 2025.)

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