Ron Gelok: AAG Capital Advisor Faces $2mm Complaint

Naples, Florida financial advisor Ron Gelok (CRD# 1403352) recently received an investor complaint alleging that his advice resulted in seven-figure damages. Financial Industry Regulatory Authority records show that he is registered as a broker with AAG Capital and an investment advisor with Ronald Gelok & Associates.

Mr. Gelok’s BrokerCheck report discloses three investor complaints. The most recent, filed in July 2026, alleges that as a representative of Ronald Gelok & Associates, he recommended unsuitable life insurance and annuity investments using “illustrations that… did not work out as presented,” resulting in losses. The pending complaint alleges damages of $2 million.

A second investor complaint, filed in August 2023, alleged that as a representative of Ronald Gelok & Associates, he recommended an indexed life insurance policy that the customer did not understand. In 2024 the complaint reached a settlement of $50,000.

A third investor complaint, filed in 2021, alleges that as a Ronald Gelok & Associates representative, he unlawfully sold a deferred annuity and life insurance policy that were unsuitable for the customer, and failed to disclose the products’ risks. The pending complaint alleges damages of $100,000.

According to the Financial Industry Regulatory Authority, Ron Gelok holds 37 years of securities industry experience. Based in Naples, Florida, he has been registered as a broker with AAG Capital since 2021 and an investment advisor with Ronald Gelok & Associates since 2017. His past registrations include Purshe Kaplan Sterling Investments, GF Investment Services, Global Financial Private Capital, Gelok Scordato & Associates, SPC, Sammons Securities, Linsco/Private Ledger, Princeton Equity Securities, PML Securities, and First American National Securities. His credentials include the passage of eight securities industry qualifying exams: the General Securities Principal Examination, or Series 24; the Securities Industry Essentials Examination, or SIE; the Operations Professional Examination, or Series 99TO; the General Securities Representative Examination, or Series 7; the Investment Company Products/Variable Contracts Representative Examination, or Series 6TO; the Investment Company Products/Variable Contracts Representative Examination, or Series 6; the Uniform Combined State Law Examination, or Series 66; and the Uniform Securities Agent State Law Examination, or Series 63. He holds 11 state licenses. (Information current as of September 7, 2026.)

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