Former Sonora, California financial advisor Robert Vance (CRD# 1887560) allegedly sold unsuitable GWG L bonds, according to a recent civil...
Read MoreRyan Hall: $800K Bond Complaint Against Celtic Wealth Advisor
Royal Oak, Michigan financial advisor Ryan Hall (CRD# 5077163) recently received an investor complaint alleging his advice resulted in six-figure damages. Financial Industry Regulatory Authority records show that he is currently registered as a broker with LPL Financial, doing business as Celtic Wealth Management.
Mr. Hall’s BrokerCheck report discloses one investor complaint. Filed in April 2023, it alleges that as a representative of Centaurus Financial, he “made unsuitable recommendations of risky, illiquid investments,” including variable annuity, corporate bond, common and preferred stock, and real estate products. The pending complaint alleges damages of $800,000.
More information about Ryan Hall can be found in his profile at Celtic Wealth Management’s website. According to the profile, he “serves a wide variety of clients from small business owners, CFOs and human resources departments to individual clients looking to start their first retirement plan.” As it explains further, he seeks to give investors “efficient investment options for both accredited and non accredited investors,” with a particular emphasis on “providing growth and income, while monitoring and adjusting the portfolio with focus on life goals, risk tolerance, liquidity needs and timeframe.”
According to the Financial Industry Regulatory Authority, Ryan Hall holds 17 years of securities industry experience. Based in Royal Oak, Michigan, he has been a broker with LPL Financial since March 2021, doing business as Celtic Wealth Management. His past registrations include Centaurus Financial (Royal Oak, Michigan; 2017-2021), MML Investors Services (Southfield, Michigan; 2009-2017), Wachovia Securities (Troy, Michigan; 2008-2009), and AG Edwards & Sons (Bloomfield Hills, Michigan; 2006-2008). His credentials include the passage of three securities industry qualifying exams: the General Securities Representative Examination, or Series 7; the Securities Industry Essentials Examination, or SIE; and the Uniform Combined State Law Examination, or Series 66. He is licensed in California, Florida, Maine, Michigan, and North Carolina. (Information current as of June 11, 2023.)
Carlson Law represents investors throughout the United States in claims against financial advisors and investment firms. If you or a loved one have suffered investment losses, please call us at 888-976-6111 or complete our contact form for a free and confidential consultation.