Close Menu
Free Consultation: 888-976-6111

Ryan Sherer: $448K Complaint Against Sherer Group Advisor

Los Gatos financial advisor Ryan Sherer (CRD# 5952617) is involved in an investor complaint alleging he violated securities industry laws and rules, resulting in losses exceeding $400,000. Records maintained by the Financial Industry Regulatory Authority indicate that he is registered as a broker and an investment advisor with Emerson Equity, doing business as The Sherer Group.

Mr. Sherer’s BrokerCheck report discloses one investor complaint. Filed in March 2023, the complaint alleges he violated federal and California securities laws, committed fraud, recommended unsuitable corporate bond products, misrepresented and omitted material facts, engaged in unfair, unlawful, and fraudulent business practices, engaged in elder abuse, breached contract, committed fraud, breached his fiduciary duty, and engaged in both negligence and gross negligence. The pending complaint alleges damages of $448,781.65.

In a statement included with the pending complaint’s disclosure, Mr. Sherer described the allegations it contained as false. “At all times, I acted within the bounds of SEC, FINRA and state securities laws and regulations,” he continued. “I intend to vigorously defend myself against these claims.”

According to the Financial Industry Regulatory Authority, Ryan Sherer holds 10 years of securities industry experience. Based in Los Gatos, California, he has been a broker and an investment advisor with Emerson Equity since 2019. His past registrations include Sandlapper Securities (Los Gatos, California; 2015-2019), SCF Securities (San Jose, California; 2015), JP Turner & Company (San Jose, California; 2014-2015), Merrill Lynch (San Jose, California; 2013-2014), and JP Turner & Company (San Jose, California; 2012-2013). His credentials include the passage of three securities industry qualifying exams: the General Securities Representative Examination, or Series 7; the Securities Industry Essentials Examination, or SIE; and the Uniform Combined State Law Examination, or Series 66. He holds 30 state licenses. (Information current as of April 8, 2023.)

Carlson Law represents investors throughout the United States in claims against financial advisors and investment firms. If you or a loved one have suffered investment losses, please call us at 888-976-6111 or complete our contact form for a free and confidential consultation.

Facebook Twitter LinkedIn
Contact Us For A Free Case Evaluation
protected by reCAPTCHA Privacy - Terms
Latest Blog Posts
  • Carlson Law Files Claim Involving Sam Jacobs of Key Investment Group

    Carlson Law recently filed a case on behalf of an investor against LaSalle St. Securities involving the actions of Winter...

    Read More
  • Ariel Rivero: FINRA Sanctions Former Jeffries Advisor

    Coral Gables, Florida financial advisor Ariel Rivero (CRD# 4236679) was recently sanctioned and suspended in connection with alleged rule violations....

    Read More
  • Joshua Cox: $80K Complaint Against Everest Wealth Advisor

    Greenwood Village, Colorado financial advisor Joshua Cox (CRD# 6137037) allegedly recommended unsuitable investments, according to a recent investor complaint. Financial...

    Read More
  • Paul Snow: NewEdge Advisor Resigned from Raymond James

    Former Covington, Louisiana broker Paul Snow (CRD# 2963153) recently resigned from Raymond James Financial Services in connection with alleged rule...

    Read More
  • Previous
  • Next