Seth Gansman: Ameriprise Advisor Faces $500K Complaint

Blue Bell, Pennsylvania financial advisor Seth Gansman (CRD# 6003662) recently received an investor complaint alleging that his conduct resulted in six-figure damages. Financial Industry Regulatory Authority records show that he is registered as a broker and an investment advisor with Ameriprise Financial Services.

Mr. Gansman’s BrokerCheck report discloses one investor complaint. Filed in July 2024, it alleges that as a representatives of Ameriprise Financial Services, he mis-managed retirement funds and improperly recommended a margin loan and a line of credit. The pending complaint alleges damages of $500,000.

Ameriprise Financial Services’ website includes a profile of Mr. Gansman in which he describes his personalized approach to working with his clients. “Together, we’ll document your goals, track your progress and adjust to whatever life brings — both the expected and the unexpected,” he explains. “With regular reviews of your goals, anytime access to your investments and digital tools to help you stay on track, we can help you feel more confident, connected and always in control of your financial life.”

According to the Financial Industry Regulatory Authority, Seth Gansman holds 12 years of securities industry experience. Based in Blue Bell, Pennsylvania, he has been registered as a broker and an investment advisor with Ameriprise Financial Services since 2018. He was previously registered with Morgan Stanley in Blue Bell from 2012 until 2018. His credentials include the passage of three securities industry qualifying exams: the General Securities Representative Examination, or Series 7; the Securities Industry Essentials Examination, or SIE; and the Uniform Combined State Law Examination, or Series 66. He is licensed in Arizona, California, Delaware, Florida, Maryland, Massachusetts, Montana, New Jersey, North Carolina, North Dakota, Oregon, Pennsylvania, South Carolina, Texas, Virginia, and Washington. (Information current as of August 25, 2024.)

Carlson Law represents investors throughout the United States in claims against financial advisors and investment firms. If you or a loved one have suffered investment losses, please call us at 888-976-6111 or complete our contact form for a free and confidential consultation.