Former Roseville, California financial advisor Phillip Anderson (CRD# 814936) was recently suspended and fined in connection with alleged rule violations....
Read MoreShannan Denison: $200K Complaint Against IAA Advisor
An investor complaint against Grand Rapids, Michigan financial advisor Shannan Denison (CRD# 4417573) alleges that her advice resulted in six-figure damages. Financial Industry Regulatory Authority records show that she is registered as a broker with International Assets Advisory and an advisor with International Assets Investment Management, doing business as Denison Financial.
Ms. Denison’s BrokerCheck report discloses one investor complaint. Filed in August 2024, it alleges that as a representative of International Assets Advisory, she misrepresented and recommended unsuitable investments in real estate, oil and gas, and asset-backed debt investments. The pending complaint alleges damages of $200,000.
A second disclosure on her BrokerCheck report concerns her termination from Ameriprise Financial Services. Filed in 2011, it states that the firm fired her in connection with allegations that she violated company policy related to transferring client funds without prior client approval.
According to the Financial Industry Regulatory Authority, Shannan Denison holds 22 years of securities industry experience. Based in Grand Rapids, Michigan, she has been registered as a broker with International Assets Advisory since 2013 and an advisor with International Assets Investment Management since 2016, doing business as Denison Financial. Her past registrations include Ameriprise Financial Services and IDS Life Insurance Company. Her credentials include the passage of four securities industry qualifying exams: the General Securities Representative Examination, or Series 7; the Securities Industry Essentials Examination, or SIE; the Uniform Securities Agent State Law Examination, or Series 63; and the Uniform Combined State Law Examination, or Series 66. She is licensed in Colorado, Florida, Kentucky, and Michigan. (Information current as of October 20, 2024.)
Carlson Law represents investors throughout the United States in claims against financial advisors and investment firms. If you or a loved one have suffered investment losses, please call us at 888-976-6111 or complete our contact form for a free and confidential consultation.
