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Read MoreTim Campbell: Fired MML Advisor Faces Complaint
Boca Raton financial advisor Tim Campbell (CRD# 3046265) recently received an investor complaint alleging discrepancies in account forms. Financial Industry Regulatory Authority records show that he is a broker with Newbridge Securities Corporation, having previously been registered with MML Investors Services.
Mr. Campbell’s BrokerCheck report discloses one investor complaint. Filed in July 2023, it alleges that as a representative of MML Investors Services, the investor found “life insurance policies and signature, e-mail and information discrepancies” in account forms beginning in or around 2020. The pending complaint alleges unspecified damages of at least $5,000.
Two other disclosures on Mr. Campbell’s BrokerCheck report concern his departures from former member firms. A disclosure filed in July 2023 states that MML Investors Services fired him after receiving an investor complaint “and for use of unapproved, inaccurate sales literature.” A disclosure filed in 2015, meanwhile, states that Northwestern Mutual Investment Services permitted his resignation “while under internal review regarding replacement activity and signature discrepancies on client forms for variable and non-variable products.”
According to the Financial Industry Regulatory Authority, Tim Campbell holds 23 years of securities industry experience. Based in Boca Raton, Florida, he has been a broker with Newbridge Securities Corporation since September 2023. His past registrations include MML Investors Services (Corinth, Mississippi; 2015-2023) and Northwestern Mutual Investment Services (Corinth, Mississippi; 2000-2015). His credentials include the passage of three securities industry qualifying exams: the Investment Company Products/Variable Contracts Representative Examination, or Series 6; the Securities Industry Essentials Examination, or SIE; and the Uniform Securities Agent State Law Examination, or Series 63. He is licensed in Mississippi. (Information current as of October 3, 2023.)
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