Troy Robertson: $100K-$500K Complaint Against Copley Financial Advisor

San Diego, California financial advisor Troy Robertson (CRD# 6831574) has received multiple investor complaints alleging that his conduct resulted in damages. Financial Industry Regulatory Authority records show that he is registered as a broker with Emerson Equity and an investment advisor with Copley Financial Group. He is also a representative of Heritage Tax & Insurance.

Mr. Robertson’s BrokerCheck report discloses two investor complaints. The most recent, filed in September 2025, alleges that as a representative of Emerson Equity, he breached contract, violated Regulation Best Interest, breached his fiduciary duty, and violated the Consumer Protection and Trade Practices Act. The pending complaint alleges damages between $100,000 and $500,000.

A second investor complaint, filed in September 2025, alleges that as a representative of Emerson Equity, heh breached contract, made misrepresentations and omissions of material facts, breached his fiduciary duty, and violated state and federal securities laws. The pending complaint alleges damages of at least $688,536.32.

Investors should be aware of FINRA Rule 2020, which states that brokers like Mr. Robertson may not “effect any transaction in, or induce the purchase or sale of, any security by means of any manipulative, deceptive or other fraudulent device or contrivance.” In other words, they are forbidden from misrepresenting material facts—that is, information that represents a significant consideration for investors considering a product or strategy—related to the investments they recommend their clients. Brokers who misrepresent investments may be held liable in the event that the account suffers losses.

According to the Financial Industry Regulatory Authority, Troy Robertson holds eight years of securities industry experience. Based in San Diego, California, he has been registered as a broker with Emerson Equity since 2024 and an investment advisor with Copley Financial Group since 2017. His credentials include the passage of four securities industry qualifying exams: the Securities Industry Essentials Examination, or SIE; the Uniform Investment Adviser Law Examination, or Series 65; the Uniform Securities Agent State Law Examination, or Series 63; and the General Securities Representative Examination, or Series 7TO. He is licensed in California, Indiana, and South Carolina. (Information current as of November 18, 2025.)

Carlson Law represents investors throughout the United States in claims against financial advisors and investment firms. If you or a loved one have suffered investment losses, please call us at 888-976-6111 or complete our contact form for a free and confidential consultation.