Switch to ADA Accessible Theme
Close Menu
Free Consultation: 888-976-6111

Tyrone Pang of MassMutual Barred From Financial Industry

According to a release dated December 28, 2017, Tyrone Pang of MassMutual has been barred by the Financial Industry Regulatory Authority (FINRA). Pang agreed to the bar by signing a Letter of Acceptance, Waiver and Consent with FINRA.

Pang previous worked for NYLife Securities. His employment with NYLife was terminated in June of 2015 for “violation of company policy by excepting a customer’s check made payable directly to himself for a payment of a life insurance premium.” According to Pang, he did this as a favor for a relative “because [the] client was out of the country and could not make payment.” In March of 2017, Pang began employment with MassMutual.

Ultimately, Pang was barred by FINRA for failing to appear for on-the-record testimony pursuant to FINRA Rule 8210. Presumably, FINRA requested Pang to submit to on-the-record testimony in an investigation regarding his termination from NYLife.

Pang worked in the securities industry from 2008 to 2017 and has no customer complaints on his record.

Facebook Twitter LinkedIn
Contact Us For A Free Case Evaluation
Latest Blog Posts
  • Damian Bell: Ex-WFG Rep Has 6-Figure Complaints

    Daphne, Alabama broker and investment adviser Damian Bell (CRD# 2348521) has received resolved or pending investor complaints alleging his conduct...

    Read More
  • Ryan Wroblewski: Margin Complaint Against Morgan Stanley Broker

    Ryan Wroblewski (CRD# 6158332), a broker and investment adviser in Garden City, New York, has received several pending investor complaints...

    Read More
  • Christopher Phillips: Oil Investment Complaints Against RBC Broker

    Stamford, Connecticut-based broker and investment adviser Christopher Phillips (CRD# 4761544) has received a pending investor complaint alleging his actions resulted...

    Read More
  • Michael Vetere: $1MM Complaint Against Ex-Bayside Rep

    Former Aegis Capital Corp. broker and investment adviser Michael Vetere (CRD# 4275271) has received a pending customer complaint alleging his...

    Read More
  • Previous
  • Next