Close Menu
Free Consultation: 888-976-6111

Tyrone Pang of MassMutual Barred From Financial Industry

According to a release dated December 28, 2017, Tyrone Pang of MassMutual has been barred by the Financial Industry Regulatory Authority (FINRA). Pang agreed to the bar by signing a Letter of Acceptance, Waiver and Consent with FINRA.

Pang previous worked for NYLife Securities. His employment with NYLife was terminated in June of 2015 for “violation of company policy by excepting a customer’s check made payable directly to himself for a payment of a life insurance premium.” According to Pang, he did this as a favor for a relative “because [the] client was out of the country and could not make payment.” In March of 2017, Pang began employment with MassMutual.

Ultimately, Pang was barred by FINRA for failing to appear for on-the-record testimony pursuant to FINRA Rule 8210. Presumably, FINRA requested Pang to submit to on-the-record testimony in an investigation regarding his termination from NYLife.

Pang worked in the securities industry from 2008 to 2017 and has no customer complaints on his record.

Facebook Twitter LinkedIn
Contact Us For A Free Case Evaluation
protected by reCAPTCHA Privacy - Terms
Latest Blog Posts
  • Juan Sosa: FINRA Bars Ex-SagePoint Advisor Over Conversion Allegations

    Former Studio City, California financial advisor Juan Sosa (CRD# 4059846) has been barred in connection with allegations that he converted...

    Read More
  • Joe Cucinotta: FINRA Suspends Independent Financial Advisor

    Radnor, Pennsylvania financial advisor Joe Cucinotta (CRD# 3272604) was recently suspended in connection with allegations that he falsified customer signatures....

    Read More
  • Robert Omohundro: LCORE Advisor Lands Suitability Complaint

    Atlanta financial advisor Robert Omohundro (CRD# 2415942) has received multiple investor complaints alleging that he recommended unsuitable investments, resulting in...

    Read More
  • Lucy Cueller: Suitability Complaint Against Northpoint Advisor

    Warrenville, Illinois financial advisor Lucy Cueller (CRD# 3089802) recently received an investor complaint alleging that she made unsuitable investment recommendations....

    Read More
  • Previous
  • Next