Close Menu
Free Consultation: 888-976-6111

Victoria Bogner: $210K Complaint Against Allworth Advisor

Lawrence, Kansas financial advisor Victoria Bogner (CRD# 5048328) allegedly recommended unsuitable BDC investments, according to a recent investor complaint. Financial Industry Regulatory Authority records show that she is registered as a broker with AW Securities and an investment advisor with Allworth Financial.

Ms. Bogner’s BrokerCheck report discloses one investor complaint. Filed in July 2024, it alleges that as a representative of Cetera Advisor Networks, she recommended unsuitable investments in a non-traded business development company (BDC). The pending complaint alleges damages of $210,000.

Allworth Financial’s website includes a page describing the firm’s services and approach. “With unparalleled access to a team of financial experts, your wealth has the advantage every modern investor needs,” it explains. “Smart, sophisticated, comprehensive financial planning and investment solutions with tax, estate, insurance, and more — all under one roof and directed by one point of contact. Because when financial guidance comes with a commitment to put your needs first — and our success is dependent on your success — you get more than just advice. You get a financial ally for life.”

According to the Financial Industry Regulatory Authority, Victoria Bogner holds 18 years of securities industry experience. Based in Lawrence, Kansas, she has been registered as a broker with AW Securities and an investment advisor with Allworth Financial since 2023. Her past registrations include Affinity Financial Advisors and Cetera Advisor Networks. Her credentials include the passage of three securities industry qualifying exams: the General Securities Representative Examination, or Series 7; the Securities Industry Essentials Examination, or SIE; and the Uniform Combined State Law Examination, or Series 66. She holds 29 state licenses. (Information current as of October 20, 2024.)

Carlson Law represents investors throughout the United States in claims against financial advisors and investment firms. If you or a loved one have suffered investment losses, please call us at 888-976-6111 or complete our contact form for a free and confidential consultation.

Facebook Twitter LinkedIn
Contact Us For A Free Case Evaluation
protected by reCAPTCHA Privacy - Terms
Latest Blog Posts
  • Robert Alegria: Bond Complaint Against Morgan Stanley Advisor

    Miami financial advisor Robert Alegria (CRD# 5978340) allegedly recommended unsuitable investments, according to a recent investor complaint. Financial Industry Regulatory...

    Read More
  • Janet Gordon: $1.4mm Complaint Against Ex-Morgan Stanley Advisor

    A recent investor complaint against Coral Gables, Florida financial advisor Janet Gordon (CRD# 1114409) alleges that her advice resulted in...

    Read More
  • David McQuade: High Bluff Advisor Faces Investor Complaint

    San Diego, California financial advisor David McQuade (CRD# 3118389) allegedly failed to follow a customer’s instructions, according to a recent...

    Read More
  • Statement Concerning Recent Reports About Our Client, Reshad Jones:

    “This is yet another troubling example of a professional athlete being exploited by a wealth management firm he trusted. In...

    Read More
  • Previous
  • Next