Close Menu
Free Consultation: 888-976-6111

Wayne Hill: Strategic Asset Management Advisor Has $277K GWG Complaint

A recent investor complaint against Lane, South Carolina financial advisor Wayne Hill (CRD# 1692976) details allegations regarding investments in GWG Holdings. Financial Industry Regulatory Authority records show that he is a broker and an investment advisor with Capital Investment Group, doing business as Strategic Asset Management Consultants.

Mr. Hill’s BrokerCheck report discloses one investor complaint. Filed in September 2022, it alleges unspecified conduct relating to investments in GWG Holdings, a firm that sold “GWG L bonds” before entering bankruptcy amid SEC scrutiny. The pending complaint alleges damages of $277,000.

According to the Financial Industry Regulatory Authority, Wayne Hill holds 34 years of securities industry experience. Based in Lane, South Carolina, he has been a broker with Capital Investment Group since 1994 and an investment advisor with Capital Investment Advisory Services since 2013. His past registrations include CIC Advisors (Kingstree, South Carolina; 2006-2012), Pruco Securities Corporation (Newark, New Jersey; 1993-1994), Wheat First Securities (Charlotte, North Carolina; 1990-1992), GK Scott & Company (Plainview, New York; 1988-1990), Brownstone Smith Securities Corporation (1987-1988), and the Stuart-James Company (Denver, Colorado; 1987). His credentials include the passage of five securities industry qualifying exams: the Registered Options Principal Examination, or Series 4; the General Securities Representative Examination, or Series 7; the Securities Industry Essentials Examination, or SIE; the Uniform Securities Agent State Law Examination, or Series 63; and the Uniform Investment Adviser Law Examination, or Series 65. He is licensed in Arizona, Georgia, North Carolina, South Carolina, Tennessee, and West Virginia. (Information current as of October 5, 2022.)

Carlson Law represents investors throughout the United States in claims against financial advisors and investment firms. If you or a loved one have suffered investment losses, please call us at 888-976-6111 or complete our contact form for a free and confidential consultation.

Facebook Twitter LinkedIn
Contact Us For A Free Case Evaluation
protected by reCAPTCHA Privacy - Terms
Latest Blog Posts
  • George Eggers: Heights Financial Advisor Lands $100K Complaint

    Haddon Heights, New Jersey financial advisor George Eggers (CRD# 1228371) recently received an investor complaint alleging his advice resulted in...

    Read More
  • Devin Patel: Ex-Financial Gravity Advisor Receives $1.5mm Complaint

    A recent investor complaint against Tampa financial advisor Devin Patel (CRD# 6632487) alleges that his conduct resulted in seven-figure damages....

    Read More
  • Mike Hamilton: SEC Brings Charges Against Hamilton Wealth Advisor

    Fort Myers financial advisor Mike Hamilton (CRD# 2038138) allegedly may have violated the Securities Exchange Act of 1934, according to...

    Read More
  • Robert Doyle: $1 Million Complaint Against Axiom Advisor

    New York City financial advisor Robert Doyle (CRD# 2309859) recently received an investor complaint alleging his conduct resulted in million-dollar...

    Read More
  • Previous
  • Next