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Wayne Hill: Strategic Asset Management Advisor Has $277K GWG Complaint
A recent investor complaint against Lane, South Carolina financial advisor Wayne Hill (CRD# 1692976) details allegations regarding investments in GWG Holdings. Financial Industry Regulatory Authority records show that he is a broker and an investment advisor with Capital Investment Group, doing business as Strategic Asset Management Consultants.
Mr. Hill’s BrokerCheck report discloses one investor complaint. Filed in September 2022, it alleges unspecified conduct relating to investments in GWG Holdings, a firm that sold “GWG L bonds” before entering bankruptcy amid SEC scrutiny. The pending complaint alleges damages of $277,000.
According to the Financial Industry Regulatory Authority, Wayne Hill holds 34 years of securities industry experience. Based in Lane, South Carolina, he has been a broker with Capital Investment Group since 1994 and an investment advisor with Capital Investment Advisory Services since 2013. His past registrations include CIC Advisors (Kingstree, South Carolina; 2006-2012), Pruco Securities Corporation (Newark, New Jersey; 1993-1994), Wheat First Securities (Charlotte, North Carolina; 1990-1992), GK Scott & Company (Plainview, New York; 1988-1990), Brownstone Smith Securities Corporation (1987-1988), and the Stuart-James Company (Denver, Colorado; 1987). His credentials include the passage of five securities industry qualifying exams: the Registered Options Principal Examination, or Series 4; the General Securities Representative Examination, or Series 7; the Securities Industry Essentials Examination, or SIE; the Uniform Securities Agent State Law Examination, or Series 63; and the Uniform Investment Adviser Law Examination, or Series 65. He is licensed in Arizona, Georgia, North Carolina, South Carolina, Tennessee, and West Virginia. (Information current as of October 5, 2022.)
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