Will Lawes: Investor Complaint Against Ex-Morgan Stanley Advisor

Austin, Texas financial advisor Will Lawes (CRD# 6170991) recently received an investor complaint alleging that his conduct resulted in damages. Financial Industry Regulatory Authority records show that he is registered as a broker and an investment advisor with UBS Financial Services, having previously been registered with Morgan Stanley.

Mr. Lawes’ BrokerCheck report discloses one investor complaint. Filed in December 2024, it alleges that as a representative of Morgan Stanley, he recommended an investment strategy that was not in the client’s best interest. The pending complaint alleges unspecified damages.

UBS Financial Services’ website includes a profile of Mr. Lawes’ that describes his experience and services. “As Portfolio Manager, Will focuses on developing customized investment strategies and advice for individuals and their families,” it explains. “He combines these with tailored financial solutions to complete your holistic wealth strategy.”

Another page details his practice’s approach to working with its clients. “It’s never been more important to access resources and opportunities where you are, but also globally as well,” it states. “As our client, you are supported by the powerful platforms and solutions of one of the world’s leading wealth managers. You can be confident that we provide you with perspective that reaches across continents.”

According to the Financial Industry Regulatory Authority, Will Lawes holds 11 years of securities industry experience. Based in Austin, Texas, he has been registered as a broker and an investment advisor with UBS Financial Services since August 2024. He was previously registered with Morgan Stanley from 2013 until 2024. His credentials include the passage of three securities industry qualifying exams: the Securities Industry Essentials Examination, or SIE; the General Securities Representative Examination, or Series 7; and the Uniform Combined State Law Examination, or Series 66. He holds 32 state licenses. (Information current as of December 15, 2024.)

Carlson Law represents investors throughout the United States in claims against financial advisors and investment firms. If you or a loved one have suffered investment losses, please call us at 888-976-6111 or complete our contact form for a free and confidential consultation.