John Larsen: Raymond James Advisor Faces $3mm Complaint

Scottsdale, Arizona financial advisor John Larsen (CRD# 2700922) recently received an investor complaint alleging that his trading resulted in seven-figure damages. Financial Industry Regulatory Authority records show that he is registered as a broker and an investment advisor with Raymond James Financial Services.

Mr. Larsen’s BrokerCheck report discloses one investor complaint. Filed in March 2025, it alleges that as a representative of Raymond James Financial Services, he placed trades without her knowledge and out of line with her risk tolerance. The pending investor complaint alleges damages of $3 million.

Raymond James Financial Services’ website includes a profile of Mr. Larsen that describes his experience, credentials, and approach to working with his clients. “John’s approach to his business and working with his clients is through compassion and practical strategies,” it explains. “He takes unique client information and turns that into a personalized and comprehensive plan to follow and guide them through their journey. In addition to his extensive industry experience, John’s background positions him to advise clients on complex matters.”

According to the Financial Industry Regulatory Authority, John Larsen holds 29 years of securities industry experience. Based in Scottsdale, Arizona, he has been registered as a broker and an investment advisor with Raymond James Financial Services since 2021. His past registrations include the Raymond James & Associates, Edward Jones, American Express Financial Services, and IDS Life Insurance Company. His credentials include the passage of three securities industry qualifying exams: the Uniform Securities Agent State Law Examination, or Series 63; the Securities Industry Essentials Examination, or SIE; and the General Securities Representative Examination, or Series 7. He holds 39 state licenses. (Information current as of May 4, 2025.)

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