Vincent Pereira: $375K Complaint Against Alexander Capital Advisor

Red Bank, New Jersey financial advisor Vincent Pereira (CRD# 2933058) allegedly violated securities law, according to a recent investor complaint. Financial Industry Regulatory Authority records show that he is registered as a broker with Alexander Capital.

Mr. Pereira’s BrokerCheck report discloses multiple investor complaints. The most recent, filed in May 2026, alleges that as a representative of Alexander Capital, he violated the Securities Exchange Act, recommended unsuitable investments, breached his fiduciary duty, and violated Regulation Best Interest in connection with investments including a real estate investment trust. The pending complaint alleges damages of $375,000.

An earlier investor complaint, filed in 2011, alleged that as a Rockwell Global Capital representative, he breached his fiduciary duty and failed to perform due diligence on a private placement. The complaint reached a settlement of $40,000.

A third investor complaint, filed in 2011, alleged breach of contract, fraud, negligence, false statements, and supervisory failures in his capacity as a representative of Rockwell Global Capital. The complaint reached a settlement of $150,000.

According to the Financial Industry Regulatory Authority, Vincent Pereira holds 26 years of securities industry experience. Based in Red Bank, New Jersey, he has been registered as a broker with Alexander Capital since 2015. His past registrations include Blackbook Capital, Source Capital Group, John Carris Investments, Rockwell Global Capital, Advanced Planning Securities, Nations Financial Group, Archer Alexander Securities, and Royce Investment Group. His credentials include the passage of three securities industry qualifying exams: the Securities Industry Essentials Examination, or SIE; the Uniform Securities Agent State Law Examination, or Series 63; and the General Securities Representative Examination, or Series 7. He holds 14 state licenses. (Information current as of July 12, 2026.)

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