Raymond Chow: $489K Complaint Against Wedbush Advisor

Elk Grove, California financial advisor Raymond Chow (CRD# 2860124) recently received an investor complaint alleging that his conduct resulted in six-figure damages. Financial Industry Regulatory Authority records show that he is registered as a broker and an investment advisor with Wedbush Securities.

Mr. Chow’s BrokerCheck report discloses one investor complaint. Filed in April 2025, it details unspecified allegations in connection with a hedging technique. The pending complaint alleges damages of $489,825.

Wedbush Securities’ website includes a profile of Mr. Chow in which he describes his approach to working with his clients and his community. “With many years of experience in the securities industry, I am committed to using my experience and knowledge to educate clients to help them make informed investment decisions,” he explains. “Whether you would like to build personal wealth, plan for retirement, minimize estate taxes or prepare for the tuition costs of your children (or grandchildren), I will help you clearly define your investment objectives and risk tolerance to determine an asset allocation strategy designed to help you achieve your financial goals.”

According to the Financial Industry Regulatory Authority, Raymond Chow holds 27 years of securities industry qualifying exams. Based in Elk Grove, California, he has been registered as a broker and an investment advisor with Wedbush Securities since 2008. He was previously registered with ML Stern & Company in Sacramento, California (1997-2008). His credentials include the passage of four securities industry qualifying exams: the Securities Industry Essentials Examination, or SIE; the General Securities Representative Examination, or Series 7; the Uniform Investment Adviser Law Examination, or Series 65; and the Uniform Securities Agent State Law Examination, or Series 63. He is licensed in Arizona, California, Colorado, Florida, Idaho, Illinois, Michigan, Nevada, New York, Oregon, South Dakota, Texas, and Washington. (Information current as of May 12, 2025.)

Carlson Law represents investors throughout the United States in claims against financial advisors and investment firms. If you or a loved one have suffered investment losses, please call us at 888-976-6111 or complete our contact form for a free and confidential consultation.