John McKee: $3mm Complaint Against Arkadios Advisor

A recent investor complaint against Redwood City, California financial advisor John McKee (CRD# 1931547) alleges that his conduct resulted in seven-figure damages. Financial Industry Regulatory Authority records show that he is registered as a broker and an investment advisor with Arkadios Capital and Arkadios Wealth Advisors, respectively.

Mr. McKee’s BrokerCheck report discloses one investor complaint. Filed in October 2026, it alleges he breached his fiduciary duty in connection with the recommendation of a private placement investment. The pending complaint alleges damages of $3 million.

One of the most vital securities industry standards is the one established by the Investment Advisers Act of 1940, which stipulates that advisors must uphold a fiduciary duty to their clients. In essence, this means that they may not place their own interests ahead of the investor’s. Among other things, the fiduciary standard requires advisers to fully and fairly disclose potential conflicts of interest that might render their recommendations or advice not disinterested. The SEC’s Regulation Best Interest establishes a similar requirement, specifically obliging representatives to “make full and fair disclosure to the retail customer of all material facts relating to conflicts of interest that are associated with the recommendation” at the time they make it. Representatives who violate these standards may be subject to disciplinary action or found liable for damages.

According to the Financial Industry Regulatory Authority, John McKee holds 37 years of securities industry experience. Based in Redwood City, California, he has been registered as a broker and an investment advisor with Arkadios Capital and Arkadios Wealth Advisors, respectively, since 2021. His past registrations include Investment Architects, Resource Investment Architects, and US Advisors. His credentials include the passage of four securities industry qualifying exams: the General Securities Principal Examination, or Series 24; the Securities Industry Essentials Examination, or SIE; the General Securities Representative Examination, or Series 7; and the Uniform Securities Agent State Law Examination, or Series 63. He holds 18 state licenses. (Information current as of November 1, 2026.)

Carlson Law represents investors throughout the United States in claims against financial advisors and investment firms. If you or a loved one have suffered investment losses, please call us at 888-976-6111 or complete our contact form for a free and confidential consultation.