Randall Duggan: Sentinel Wealth Advisor Faces $500K-$900K Complaint

Bellingham, Washington financial advisor Randall Duggan (CRD# 5559097) recently received an investor complaint alleging that his advice resulted in six-figure damages. Financial Industry Regulatory Authority records show that he is registered as a broker and an investment advisor with Moloney Securities, doing business as Sentinel Wealth Management.

Mr. Duggan’s BrokerCheck report discloses several investor complaints. The most recent, filed in August 2025, alleges that as a representative of Moloney Securities, he acted negligently and recommended unsuitable investments in corporate bonds and other products. The pending complaint alleges damages between $500,000 and $900,000.

An earlier investor complaint, filed in May 2024, similarly alleged that as a Moloney Securities representative, he acted negligently and recommended unsuitable investments. In April 2025 the complaint reached a settlement of $125,179.02.

A third investor complaint, filed in 2024, also alleged that he engaged in negligence and recommended unsuitable corporate bond investments. In April 2025 the complaint reached a settlement of $25,000.

Two other complaints, both filed in 2023, similarly alleged negligence and unsuitable recommendations of corporate bond investments while he was a representative of Moloney Securities. One complaint reached a settlement of $92,574.43, while the other reached a settlement of $17,317.13. In statements included with both complaints’ disclosures, Mr. Duggan denied the allegations. “The broker dealer settled the matter for business purposes without admitting any wrongdoing or liability,” he wrote. “I still refute the allegations of the claims.”

According to the Financial Industry Regulatory Authority, Randall Duggan holds 16 years of securities industry experience. Based in Bellingham, Washington, he has been registered as a broker and an investment advisor with Moloney Securities since 2016, doing business as Sentinel Wealth Management. His past registrations include RBC Capital Markets and Merrill Lynch. His credentials include the passage of three securities industry qualifying exams: the Uniform Combined State Law Examination, or Series 66; the Securities Industry Essentials Examination, or SIE; and the General Securities Representative Examination, or Series 7. He holds 21 state licenses. (Information current as of August 25, 2025.)

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