Jordana Wojnowski: LPL Advisor Lands Unauthorized Trading Complaint

A recent investor complaint against Winter Haven, Florida financial advisor Jordana Wojnowski (CRD# 5696895) alleges that she made unauthorized trades. Financial Industry Regulatory Authority records show that she is registered as a broker with LPL Financial, doing business as Allen & Company.

Ms. Wojnowski’s BrokerCheck report discloses one investor complaint. Filed in August 2025, it alleges that as a representative of LPL Financial, she made unauthorized sales of stock products. The pending complaint alleges damages of at least $5,000.

Multiple FINRA rules prohibit brokers like Ms. Wojnowski from executing securities transactions without proper authorization. FINRA Rule 3260, for example, describes specific conditions in which brokers can perform discretionary trades. The rule also prohibits discretionary trading without a customer’s prior written authorization and a firm’s written approval. FINRA Rule 2010, meanwhile, stipulates that brokers must “observe high standards of commercial honor and just and equitable principles of trade.” Generally speaking, this means that they may not conduct unauthorized trades. Brokers who violate these rules may be held liable for damages.

According to the Financial Industry Regulatory Authority, Jordana Wojnowski holds 10 years of securities industry experience. Based in Winter Haven, Florida, she has been registered as a broker with LPL Financial since 2019, doing business as Allen & Company. Her past registrations include Allen & Company of Florida (2017-2019) and International Assets Advisory (2015-2017). Her credentials include the passage of three securities industry qualifying exams: the Uniform Securities Agent State Law Examination, or Series 63; the Securities Industry Essentials Examination, or SIE; the General Securities Representative Examination, or Series 7. She is licensed in Florida and Georgia. (Information current as of September 21, 2025.)

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