Jason Juhl: $98K Complaint Against Carson Wealth Advisor

A recent investor complaint against West Des Moines, Iowa financial advisor Jason Juhl (CRD# 5775449) alleges that his advice resulted in losses. Financial Industry Regulatory Authority and Securities and Exchange Commission records show that the former Cetera Advisor Networks broker is currently registered as an investment advisor with Carson Wealth.

Mr. Juhl’s BrokerCheck report discloses one investor complaint. Filed in November 2025, it alleges that as a representative of Carson Wealth, he unsuitably recommendation an annuity surrender that resulted in unexpected tax consequences. The complaint alleges further that he recommended the customer open a line of credit to pay the tax consequences. The pending complaint alleges damages of $98,620.

FINRA rules establish certain standards that financial advisors must follow. Perhaps one of the most important standards is the suitability rule, as outlined in FINRA Rule 2111 and later Regulation Best Interest, which states that stockbrokers must “have a reasonable basis to believe” the investments and/or strategies they recommend to their clients are appropriate for the client’s background and needs—including their risk tolerance. The rule stipulates that they must evaluate an investment’s suitability based on “information obtained through reasonable diligence of the firm or associated person to ascertain the customer’s investment profile.” A broker who recommends investments that exceed the customer’s risk tolerance may be liable in the event of losses.

According to the Financial Industry Regulatory Authority and the Securities and Exchange Commission, Jason Juhl holds 12 years of securities industry experience. Based in West Des Moines, Iowa, he has been registered as an investment advisor with Carson Wealth since 2020. His past registrations include Cetera Advisor Networks, US Bancorp Investments, and Wells Fargo Advisors. His credentials include the passage of three securities industry qualifying exams: the Securities Industry Essentials Examination, or SIE; the Uniform Combined State Law Examination, or Series 66; and the General Securities Representative Examination, or Series 7. He is licensed as an advisor in Iowa and Texas. (Information current as of November 23, 2025.)

Carlson Law represents investors throughout the United States in claims against financial advisors and investment firms. If you or a loved one have suffered investment losses, please call us at 888-976-6111 or complete our contact form for a free and confidential consultation.