Mark Yadron: $200K Complaint Against Kestra Advisor

Prescott, Arizona financial advisor Mark Yadron (CRD# 1520648) recently received an investor complaint alleging that his advice resulted in six-figure damages. Financial Industry Regulatory Authority records show that he is registered as a broker and an investment advisor with Kestra Investment Services, doing business as American Wealth Management.

Mr. Yadron’s BrokerCheck report discloses multiple investor complaints. The most recent, filed in February 2026, alleges that as a representative of Kestra Investment Services, he misrepresented and recommended unsuitable annuity investments. The pending complaint alleges damages of $200,000.

An earlier investor complaint, filed in 2020, alleged that as a representative of Merrill Lynch, he recommended unsuitable mutual fund investments. The complaint reached a settlement of $4,986.71.

A third investor complaint, filed in A second investor complaint, filed in 2017, alleged that as a representative of Merrill Lynch, he made unauthorized trades involving closed-end funds. The complaint reached a settlement of $5,095.35.

A fourth investor complaint, filed in 2016, similarly alleged that as a representative of Merrill Lynch, he engaged in unauthorized trading. The complaint reached a settlement of $2,825.66.

According to the Financial Industry Regulatory Authority, Mark Yadron holds 30 years of securities industry experience. Based in Prescott, Arizona, he has been registered as a broker and an investment advisor with Kestra Investment Services since 2020, doing business as American Wealth Management. His past registrations include Merrill Lynch, Morgan Stanley, and Olde Discount Corporation. His credentials include the passage of eight securities industry qualifying exams: the Securities Industry Essentials Examination, or SIE; the Uniform Investment Adviser Law Examination, or Series 65; the Uniform Securities Agent State Law Examination, or Series 63; the General Securities Sales Supervisor – General Module Examination, or Series 10; the General Securities Sales Supervisor – Options Module Examination, or Series 9; the Municipal Securities Representative Examination, or Series 52; the General Securities Representative Examination, or Series 7; and the Futures Managed Funds Examination, or Series 31. He is licensed in Arizona, California, Florida, Idaho, Indiana, Kentucky, New Mexico, New York, Oregon, and Wisconsin. (Information current as of May 10, 2026.)

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