Brandon Fancher: RBC Advisor Faces Investor Complaint

A recent investor complaint against Leawood, Kansas financial advisor Brandon Fancher (CRD# 4899246) alleges that his conduct resulted in damages. Financial Industry Regulatory Authority records show that he is registered as a broker and an investment advisor with RBC Capital Markets.

Mr. Fancher’s BrokerCheck report discloses one investor complaint. Filed in May 2026, it alleges that as a representative of RBC Capital Markets, he engaged in unspecified misconduct relating to the sale of two premium financed indexed universal life insurance policies. The pending complaint alleges unspecified damages.

The pending investor complaint does not specify which causes of action are alleged against Mr. Fancher. For reference, however, many industry rules protect investors against numerous potential forms of misconduct. FINRA Rule 2111, for instance, stipulates that brokers and firms must “have a reasonable basis to believe that a recommended transaction or investment strategy involving a security or securities is suitable for the customer, based on the information obtained through the reasonable diligence of the member or associated person to ascertain the customer’s investment profile.” Brokers who lack that reasonable basis, or who recommend transactions that aren’t suitable for their customers, are considered to have violated Rule 2111. FINRA Rule 2010, meanwhile, requires FINRA-associated persons to “observe high standards of commercial honor and just and equitable principles of trade.” Many types of unethical conduct, including the mismanagement of accounts or the failure to follow a customer’s instructions, may be found to constitute violations of FINRA Rule 2010, provided the alleged activities occur “in the conduct of [the member’s] business.” Brokers who violate these rules may be held liable for damages and/or subject to disciplinary action by securities regulatory authorities.

According to the Financial Industry Regulatory Authority, Brandon Fancher holds 20 years of securities industry experience. Based in Leawood, Kansas, he has been registered as a broker and an investment advisor with RBC Capital Markets since 2019. His past registrations include Wells Fargo Clearing Services and Morgan Stanley. His credentials include the passage of four securities industry qualifying exams: the Securities Industry Essentials Examination, or SIE; the Uniform Combined State Law Examination, or Series 66; the General Securities Representative Examination, or Series 7; and the Futures Managed Funds Examination, or Series 31. He holds 28 state licenses. (Information current as of June 14, 2026.)

Carlson Law represents investors throughout the United States in claims against financial advisors and investment firms. If you or a loved one have suffered investment losses, please call us at 888-976-6111 or complete our contact form for a free and confidential consultation.