Close Menu
Free Consultation: 888-976-6111

Adam Donlevie: Tremblay Financial Advisor Denies Bond Complaint

A recent investor complaint against Santa Barbara financial advisor Adam Donlevie (CRD# 5369320) alleges that his conduct resulted in five-figure damages. Financial Industry Regulatory Authority records show that he is a broker and an investment advisor with Centaurus Financial, doing business as Tremblay Financial Services.

Mr. Donlevie’s BrokerCheck report discloses one investor complaint. Filed in June 2023, it alleges  that as a representative of Centaurus Financial, he recommended a corporate bond investment that was “high-risk, illiquid and unsuitable” for the customer. The pending complaint alleges damages of $45,000.

In a statement included with the pending complaint’s disclosure, Mr. Donlevie described the allegations as meritless and added that he “vehemently” denies them. The investment in question, he asserted, was suitable for the customer, based on their investment profile, and offered only after the customer’s review of related materials. “The customer confirmed in writing that he not only received the requisite investment documentation/disclosures, but that he fully understood the characteristics and risks of the investments,” Mr. Donlevie stated. He concluded the statement by noting that he put the customer’s interests first and plans to vigorously defend himself against the allegations.

According to the Financial Industry Regulatory Authority, Adam Donlevie holds 16 years of securities industry experience. Based in Santa Barbara, Westlake Village, and Santa Maria, California, he has been a broker and an investment advisor with Centaurus Financial since 2007 and 2009, respectively, doing business as Tremblay Financial Services. His credentials include the passage of three securities industry qualifying exams: the General Securities Representative Examination, or Series 7; the Securities Industry Essentials Examination, or SIE; and the Uniform Combined State Law Examination, or Series 66. He is licensed in California, the District of Columbia, New Hampshire, Oregon, and Utah. (Information current as of August 5, 2023.)

Carlson Law represents investors throughout the United States in claims against financial advisors and investment firms. If you or a loved one have suffered investment losses, please call us at 888-976-6111 or complete our contact form for a free and confidential consultation.

Facebook Twitter LinkedIn
Contact Us For A Free Case Evaluation
protected by reCAPTCHA Privacy - Terms
Latest Blog Posts
  • Aubrey Morrow: Financial Designs Advisor Faces $100K-$500K Complaint

    San Diego financial advisor Aubrey Morrow (CRD# 836500) allegedly recommended unsuitable investments, according to recent investor complaints. Financial Industry Regulatory...

    Read More
  • William Hayden: $265K Oil & Gas Complaint Against Texas Securities Advisor

    A recent investor complaint against Carrollton, Texas financial advisor William Hayden (CRD# 2303449) alleges that he recommended an unsuitable oil...

    Read More
  • True Capital Management Settles with SEC

    True Capital Management, a registered investment advisory firm that specialized in managing money for professional athletes, settled with the Securities...

    Read More
  • Joseph Smith Jr.: Newbridge Advisor Lands $100K-$500K Complaint

    Boca Raton, Florida financial advisor Joseph Smith Jr. (CRD# 428137) recently received an investor complaint alleging damages as high as...

    Read More
  • Previous
  • Next