Alex Rabinovich: $3mm Complaint Against Forge Securities Advisor

A recent investor complaint against San Francisco, California financial advisor Alex Rabinovich (CRD# 7065371) alleges that his investment advice resulted in damages of more than $3 million. Financial Industry Regulatory Authority records show that he is registered as a broker with Forge Securities.

Mr. Rabinovich’s BrokerCheck report discloses one investor complaint. Filed in March 2026, it alleges that as a representative of Forge Securities, he failed to conduct adequate due diligence before recommending an investment that “turned out to be a fraudulent scheme.” The pending complaint alleges damages of $3.12 million.

The complaint’s disclosure includes Mr. Rabinovich and Forge Securities’ defense against the allegations. “The Representative and Forge Securities deny the allegations in the arbitration’s statement of claim and consider them to be unfounded and without merit,” the statement reads. “Claimants were represented by their own investment adviser with respect to the investment opportunity. The Representative and Forge Securities further note that the Claimant received disclosures and acknowledged in writing that neither the Representative nor Forge Securities was providing investment recommendations.”

According to the Financial Industry Regulatory Authority, Alex Rabinovich holds seven years of securities industry experience. Based in San Francisco, California, he has been registered as a broker with Forge Securities since 2021. He was previously registered with Forge Markets in San Francisco from 2019 until 2021. His credentials include the passage of four securities industry qualifying exams: the Securities Industry Essentials Examination, or SIE; the Uniform Securities Agent State Law Examination, or Series 63; the General Securities Principal Examination, or Series 24; and the General Securities Representative Examination, or Series 7TO. He holds 53 state licenses. (Information current as of June 20, 2026.)

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