Angelica Prescod: $300K Complaint Against Edward Jones Advisor

Scottsdale, Arizona financial advisor Angelica Prescod (CRD# 5381488) recently received an investor complaint alleging that her conduct resulted in six-figure damages. Financial Industry Regulatory Authority records show that she is registered as a broker and an investment advisor with Edward Jones.

Ms. Prescod’s BrokerCheck report discloses one investor complaint. Filed in September 2025, it alleges that as a representative of Edward Jones, she failed to follow instructions to place trades in March 2025. The pending complaint alleges damages of $300,000.

For reference, FINRA Rule 2010 states that brokers associated with FINRA, like Ms. Prescod, must “observe high standards of commercial honor and just and equitable principles of trade.” A number of types of misconduct, including the failure to follow instructions and the provision of poor service, may be considered violations of this rule, so long as the alleged activities occur “in the conduct of [the member’s] business.” Brokers who violate FINRA Rule 2010 may be held liable for damages in the event of losses. They may also be subject to disciplinary action by securities regulators like FINRA or the Securities and Exchange Commission.

According to the Financial Industry Regulatory Authority, Angelica Prescod holds 18 years of securities industry experience. Based in Scottsdale, Arizona and Victoria, Texas, she has been registered as a broker and an investment advisor with Edward Jones since 2007. Her credentials include the passage of three securities industry qualifying exams: the Uniform Combined State Law Examination, or Series 66; the Securities Industry Essentials Examination, or SIE; and the General Securities Representative Examination, or Series 7. She holds 42 state licenses. (Information current as of October 7, 2025.)

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